Abhishek Kumar
Gurugram, Haryana
Summary
KYC and AML compliance professional with extensive experience in client due diligence and risk-based remediation. Conducts comprehensive quality reviews, manages KYC documentation, and ensures adherence to global regulatory standards. Proven contributions to operational efficiency through quality control initiatives and automation projects.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Assistant Manager - KYC Periodic review (Checker)
Genpact India Private Limited
gurugram
02.2023 - Current
- Perform end-to-end QC on KYC records for periodic reviews, remediation, and audits.
- Conducted quality reviews on KYC due diligence for Australian bank, ensuring regulatory compliance and adherence to internal policies, enhancing overall risk management.
- Conducted QC on sanctions, PEP, SPF, and adverse media screening, escalating potential risks.
- Identify and document discrepancies in client KYC, escalating unresolved issues.
- Tracked KYC reviews to ensure timely remediation and audit readiness, supporting compliance objectives.
- Managed defect notifications, collaborating with sales and onboarding teams to resolve KYC issues, facilitating smoother client interactions.
- Work with compliance teams to integrate regulatory updates into KYC processes.
- Develop and update procedures for client onboarding, recertification, and risk-based remediation.
- Participate in calibration calls with stakeholders to align on quality and process consistency.
Team Leader - KYC Periodic Review (QA)
BANK OF AMERICA
GURUGRAM
10.2017 - 02.2023
- Perform final QC audits on KYC refresh cases, identifying gaps in CDD/EDD and ensuring compliance with global/local policies.
- Review KYC files for completeness across institutional clients, verifying ownership structures (IBO, UBO, UPC) and related parties.
- Conduct end-to-end quality checks on high-risk client KYC records for remediation, periodic reviews, and audits.
- Developed and implemented KYC procedures for onboarding and remediating low, medium, and high-risk clients, ensuring adherence to regulatory standards.
- Verify CDD/EDD attributes, ensuring compliance with AML regulations and financial crime standards.
- Performed QC on client screening, identifying negative media, PEPs, and sanctions exposure.
- Ensure approvals from authorized persons and Global Financial Crimes teams are in place.
- Monitor high-risk business clients for ongoing compliance across EMEA, USA, and APAC jurisdictions.
- Manage and consolidate defect tracker reports, ensuring data accuracy for KYC remediation.
- Supported automation initiatives to enhance CDD processes, streamlining workflows for improved operational efficiency.
- Promoted to Team Leader in Nov 2020, leading KYC quality control and remediation efforts.
- Conducted Client Due Diligence (CDD) by gathering and verifying identity, beneficial ownership, and source of funds per regulatory requirements.
- Assessed client risk levels, applying Enhanced Due Diligence (EDD) when required.
- Ensured accurate documentation and continuous monitoring for onboarding and periodic KYC reviews.
- Collaborated with compliance teams to identify discrepancies and enforce AML policies.
Education
Post Graduate Diploma in Business Administration - Finance
SCDL
01-2019
Master of Commerce - Accounts
Government commerce collage
Kota01-2014
Certification - Post-Graduation Diploma in Banking
N.I.I.T
Delhi01-2013
Bachelor of Commerce - Accounts
Government Commerce College
Kota01-2012
Skills
- KYC compliance
- Client Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- KYC documentation
- AML compliance
- Sanctions screening
- Financial Crime Analysis
- Risk assessment
Certification
Microsoft Certified: Power BI Data Analyst Associate
Visa Status
Australia Business Visa – Valid for 5 Years
Timeline
Assistant Manager - KYC Periodic review (Checker)
Genpact India Private Limited
02.2023 - Current
Team Leader - KYC Periodic Review (QA)
BANK OF AMERICA
10.2017 - 02.2023
Post Graduate Diploma in Business Administration - Finance
SCDL
Master of Commerce - Accounts
Government commerce collage
Certification - Post-Graduation Diploma in Banking
N.I.I.T
Bachelor of Commerce - Accounts
Government Commerce College