Abhishek Shinde
Navi Mumbai
Summary
Motivated & detailed oriented Investment Baking aspirant with passion for financial analysis, possess knowledge related to Derivatives, AML/KYC, trade life cycle, and corporate actions. Additionally, skilled in leadership, public speaking, problem-solving, and decision making. Looking forward to utilizing these skills in the investment banking industry.
Overview
6
6
years of professional experience
7
7
years of post-secondary education
3
3
Languages
Work History
Associate Level 1
Apex Fund Services LLP
11.2021 - Current
- Handling recently migrated project of Mainstream Fund service Pvt ltd (Australia)
- Understanding the structure of Trade-life-cycle
- Part of pilot batch helps to migration of investor account set ups & dealings
- Setting up the Investors into the system and resolving their queries with proper Data Analysis
- Gathering and analyzing KYC documentation in accordance with the client's policy requirements to identify risk associated with the client and assess overall risk
- Complete AML Check and requesting funds to process the trades
- Completing a risk assessment and determining the KYC risks classification of each entity and the country it is associated with
- Processing of investor transactions like subscriptions, Redemption, Switches and Transfers in Mutual Fund whereas Capital Commitment
- Execution of pricing & settlement of the funds
- Setting up wire template on different banking portals
- Responsible for making domestic and foreign exchange (FX) payments
- Generating daily/monthly reporting and statements for investors and fund managers through various channels
- Preparing monthly & quarterly fee rebate reports & statements
- Processing of distribution on monthly, quarterly and yearly basis for the investors
- Performing Daily Bank Reconciliations and SOF checks on different banking portals
- Communicating with the investors and their custodians and providing them updates with regards to their NAV Statements, contract Notes, and other documentation
- Quality Checker for work processed by the junior team member and providing report to management if any difference identified
- Identify and investigate breaks
- Participating in the discussions/calls with Onshore
- Cross train new and existing team members
Associate
Atos Syntel
01.2019 - 11.2021
- Handling UK based clients
- In this process we received instruction from clients in the form of emails
- I had helped in Migrating Processes like Money In, Withdrawals
- Money In-In this we receive cheque from client as per that we need to place money either in cash or in portfolio as per client's need
- Withdrawal - In this we received instruction from client to withdraw partially or fully
- Closure of the account) their investment, according to client's requirement we process the work
- Switching and transfer of mutual funds from one management company to another management company within SLA
- Consecutively processed various work types by maintaining zero errors such as Transfer Out, Client Maintenance, GIA to ISA Switch, Price comparison etc
- And more
- Working in JIRA project, it's testing of system
- Team handling, work queue management in Withdrawal & Money in process
- Processing of various work types in relation to Mutual fund business
- Quality checking of work
- Providing work type training to new joiners and as well cross training to the existing staff
- Quality checking of work types, re-amending the deals if required and doing over the shoulder (OTS) for transaction up to £1 lakh
- Acting as Resource Allocator for team
Education
Investment Banking
Certified Investment Banking Operations Profession
04-2024
Master of Commerce -
Ramanand Arya D.A.V. College
01.2019 - 01.2021
Bachelor of Commerce - undefined
S K Somaiya College of arts Commerce & science
01.2015 - 01.2018
Higher Secondary Certificate - undefined
V.K. Krishna Menon College
01.2013 - 01.2015
School Certificate - undefined
I.E.S Secondary School
Skills
- Investment Banking
- Microsoft Excel
- Microsoft Office Word
- Microsoft Office
- Microsoft PowerPoint
- Effective Time Management
- Ability to Work Under Pressure
- Team Management
- Leadership
Activities
- Quality Checker for work processed by the junior team member and providing report to management if any difference identified
- Identify and investigate breaks
- Participating in the discussions/calls with Onshore
- Cross train new and existing team members
Timeline
Associate Level 1
Apex Fund Services LLP
11.2021 - Current
Associate
Atos Syntel
01.2019 - 11.2021
Master of Commerce -
Ramanand Arya D.A.V. College
01.2019 - 01.2021
Bachelor of Commerce - undefined
S K Somaiya College of arts Commerce & science
01.2015 - 01.2018
Higher Secondary Certificate - undefined
V.K. Krishna Menon College
01.2013 - 01.2015
School Certificate - undefined
I.E.S Secondary School
Investment Banking
Certified Investment Banking Operations Profession
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