ADITYA BHATIYA
New Delhi
Summary
Results-driven Market Surveillance Specialist with extensive experience at Barclays, excelling in trade surveillance and market abuse detection. Proven ability to enhance compliance through cross-functional collaboration and effective STOR escalations. Skilled in utilizing advanced surveillance tools and mentoring junior analysts, ensuring adherence to regulatory standards while fostering a culture of continuous improvement.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Market Surveillance Specialist
Barclays
05.2025 - Current
- Monitored multi-asset trading (Equities, Fixed Income, FX, Derivatives) for potential market abuse.
- Analyzed alerts using SMARTS and proprietary systems; conducted investigations and documented findings.
- Engaged with Compliance, Legal, and Front Office to clarify trade rationale and escalate high-risk cases.
- Supported internal/external audits and UAT for new surveillance tool implementations.
Assistant Manager
HSBC
09.2023 - 04.2025
- Monitored and analyzed daily trading activities in equities and fixed income to detect and investigate potential market abuse.
- Utilized surveillance software (e.g., Actimize) and market data platforms (e.g., Bloomberg, Eikon) to identify suspicious trading patterns, generating comprehensive reports on findings.
- Conducted manual surveillance to identify potential market abuse that automated alert systems may not capture.
- Collaborated with compliance and legal teams to ensure adherence to regulatory requirements and internal policies.
- Connected with stakeholders regarding any anomalies and surveillance enhancement ideas.
- Provided training and guidance to junior analysts on surveillance methodologies and best practices.
- Participated in the identification and escalation of potentially suspicious trading activities in accordance with internal and regulatory STOR procedures.
Equity Dealer
SMC Global Securities
06.2021 - 08.2023
- Advised clients on equity selection, portfolio diversification, and margin requirements.
- Assisted in real-time trading support; maintained 98% client satisfaction through proactive communication.
- Engaged in intraday momentum, derivatives, and currency trading; developed proprietary trading strategies.
- Mentored new hires on trading platforms and risk management protocols.
Education
MBA - Finance
University of Delhi
09-2025
B.Com - Commerce
University of Delhi
01.2020
12th - English
CBSE
01.2017
10th - English
CBSE
01.2015
Skills
- Trade surveillance and market abuse detection
- STOR process and escalations
- UAT and process improvement
- Cross-functional collaboration
- Regulatory compliance
- Team collaboration
Certification
- NISM - Series - XV: Research Analyst Certification, 01/26
- NISM-Series-XVI: Commodity Derivatives Certification, 11/25
- NISM-Series-I: Currency Derivatives Certification, 11/25
- NISM Series V A: Mutual Fund Distributors Certification, 01/26
Hobbies and Interests
- Learning French And Spanish
- Playing Piano
- Reading Spiritual Books
Extracurricular Activities
Trader, 2017–2021
Engaged in intraday momentum trading, leveraging market trends and technical analysis to capitalize on short-term price movements, actively participated in derivatives trading, including options and futures, to hedge positions and speculate on market direction, involved in currency trading, analyzing forex markets to execute profitable trades based on economic indicators and geopolitical events, developed and refined trading strategies through continuous learning and application of advanced trading techniques, maintained a disciplined approach to risk management and portfolio diversification
Languages
- Hindi
- English
- French
Timeline
Market Surveillance Specialist
Barclays
05.2025 - Current
Assistant Manager
HSBC
09.2023 - 04.2025
Equity Dealer
SMC Global Securities
06.2021 - 08.2023
MBA - Finance
University of Delhi
B.Com - Commerce
University of Delhi
12th - English
CBSE
10th - English
CBSE
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