Bloomberg
Akash Tripathy
Trade Surveillance Analyst
Gurugram
Summary
Experienced Trade Surveillance Analyst with a strong background in Accounting, Finance, and Data Science. Skilled in Python, SQL,
Scikit-learn,MS Office, Bloomberg, Reuters, Acimize and SMARTS . Possesses problem-solving and strategic thinking abilities with a detail-oriented approach. Key skills include - Trade Surveillance, Regulatory Compliance, Securities Compliance, Investment Compliance, Spoofing, Layering, Cross Trades, Marking the close, Market Abuse Regulation (MAR), FINRA Trade Surveillance, SMARTS / Actimize. Pursuing ACCA and CGMA Charters.
Overview
6
6
years of professional experience
9
9
years of post-secondary education
3
3
Certifications
4
4
Languages
Work History
Trade Surveillance Analyst
Bank of America Continuum India Pvt. Ltd.
Gurugram
01.2017 - Current
- Improved the process for over 1500+ trade audit models across 27 model types.
- Helped with refining training and audit processes for the trade surveillance team.
- Significantly reduced processing time and errors while improving the capture of detail in audit dispositions, helping add clarity to
a vast process reviewing trades for equities, derivatives, commodities, bonds, etc. across all international markets. - Experience working with Global Compliance and Parameter Testing teams onshore.
Education
ACCA Charter
Association of Certified & Chartered Accountants
London, UK 11.2019 - Current
CGMA Level 1 Diploma in Management Accounting
AICPA And CIMA
London, UK 02.2022 - Current
Bachelor of Science - Banking And Finance
London School of Economics And Political Sciences
London, UK 08.2012 - 08.2016
Skills
SMARTS
ACTIMIZE
Bloomberg
Reuters
Microsoft Office
Communication
FINRA Trade Surveillance
Regulatory Compliance
Securities Compliance
Market Abuse Regulation (MAR)
Investment Compliance
Software
Actimize
Reuters
Microsoft Office
Python
SQL
Machine Learning
R
PowerBI
Tableau
Quickbooks
Xero
Certification
Financial Analysis Prodegree
Interests
Reading fiction and non-fiction
Listening to music
Basketball
Timeline
Accelerator Program in Business Analytics and Data Science
08-2023
Financial Analysis Prodegree
03-2023
CGMA Level 1 Diploma in Management Accounting
AICPA And CIMA
02.2022 - Current
ACCA Charter
Association of Certified & Chartered Accountants
11.2019 - Current
Advanced Derivative Analysis
08-2019
Trade Surveillance Analyst
Bank of America Continuum India Pvt. Ltd.
01.2017 - Current
Bachelor of Science - Banking And Finance
London School of Economics And Political Sciences
08.2012 - 08.2016