Bloomberg
Akash Tripathy
Trade Surveillance Analyst
Gurugram
Summary
Experienced Trade Surveillance Analyst with a strong background in Accounting, Finance, and Data Science. Skilled in Python, SQL,
Scikit-learn,MS Office, Bloomberg, Reuters, Acimize and SMARTS . Possesses problem-solving and strategic thinking abilities with a detail-oriented approach. Key skills include - Trade Surveillance, Regulatory Compliance, Securities Compliance, Investment Compliance, Spoofing, Layering, Cross Trades, Marking the close, Market Abuse Regulation (MAR), FINRA Trade Surveillance, SMARTS / Actimize. Pursuing ACCA and CGMA Charters.
Overview
6
6
years of professional experience
9
9
years of post-secondary education
3
3
Certifications
4
4
Languages
Work History
Trade Surveillance Analyst
Bank of America Continuum India Pvt. Ltd.
Gurugram
01.2017 - Current
- Improved the process for over 1500+ trade audit models across 27 model types.
- Helped with refining training and audit processes for the trade surveillance team.
- Significantly reduced processing time and errors while improving the capture of detail in audit dispositions, helping add clarity to
a vast process reviewing trades for equities, derivatives, commodities, bonds, etc. across all international markets. - Experience working with Global Compliance and Parameter Testing teams onshore.
Education
ACCA Charter
Association of Certified & Chartered Accountants
London, UK 11.2019 - Current
CGMA Level 1 Diploma in Management Accounting
AICPA And CIMA
London, UK 02.2022 - Current
Bachelor of Science - Banking And Finance
London School of Economics And Political Sciences
London, UK 08.2012 - 08.2016
Skills
SMARTS
Software
Actimize
Reuters
Microsoft Office
Python
SQL
Machine Learning
R
PowerBI
Tableau
Quickbooks
Xero
Certification
Financial Analysis Prodegree
Interests
Reading fiction and non-fiction
Listening to music
Basketball
Timeline
Accelerator Program in Business Analytics and Data Science
08-2023
Financial Analysis Prodegree
03-2023
CGMA Level 1 Diploma in Management Accounting
AICPA And CIMA
02.2022 - Current
ACCA Charter
Association of Certified & Chartered Accountants
11.2019 - Current
Advanced Derivative Analysis
08-2019
Trade Surveillance Analyst
Bank of America Continuum India Pvt. Ltd.
01.2017 - Current
Bachelor of Science - Banking And Finance
London School of Economics And Political Sciences
08.2012 - 08.2016
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