Ajit Singh Rathore
Process Lead
Gurugram
Summary
Results-driven professional with over 12 years of experience in financial crime compliance, specializing in AML, KYC, risk mitigation, stakeholder management, and end-to-end process optimization. Expertise in leading BAU operations, managing high-risk escalations, and executing regulatory-driven initiatives with precision. Recognized for delivering zero-breach performance and driving operational excellence while consistently making high-impact contributions that enhance organizational integrity and compliance. A commitment to fostering collaborative relationships with stakeholders ensures alignment with strategic goals and promotes a culture of compliance.
Overview
8
8
years of professional experience
2
2
Languages
Work History
Process Lead – Anti-Money Laundering (AML)
Fidelity International
Gurugram
10.2020 - Current
- Led a team of analysts in KYC due diligence, risk assessments, and onboarding of low-risk clients, ensuring compliance and timely case resolution.
- Manage BAU operations, escalations, and internal controls to ensure procurement integrity.
- Drive workflow improvements and SOP development.
- Support audits, global stakeholder coordination, and SME training on validations and screenings.
- Allocated tasks, monitored daily performance, and ensured adherence to SLAs, and compliance protocols.
- Provided on-the-job training and up skilling on tools like World-Check, and internal risk platforms.
- Monitored team queues and productivity, ensuring quality control, and timely escalation resolution.
- Conducted root cause analysis, facilitating prompt resolutions to production-related issues or bottlenecks.
- Mentored junior team members, providing guidance on best practices and contributing to their professional development.
- Supported the automation project (CLM - Client Life Cycle Management) end to end, from the outset to the end.
- Managed teams effectively, fostering an environment of open communication and collaboration for better overall performance.
- Streamlined processes by identifying inefficiencies and implementing improvements for increased productivity.
Process Specialist– Financial Crime Hub
Fidelity International
Gurugram
07.2017 - 09.2020
- Led AML/KYC reviews, entity risk assessments, and transaction monitoring.
- Handled BAU queues, critical escalations, and supported FATF-compliant onboarding.
- Developed SOPs, conducted trainings, and contributed to BCP/UAT initiatives.
- Promoted three times, and awarded for zero-risk performance and operational excellence.
- Conducted regular process reviews, identifying inefficiencies and implementing improvements that led to increased productivity and cost savings.
- Served as a subject matter expert for process-related inquiries, providing guidance to colleagues when needed.
- Conducted regular audits of processes, identifying areas for improvement and recommending corrective actions.
Education
MBA - Finance And Marketing
GL Bajaj Institute of Management And Research
Greater Noida, India04-2013
BBA - Accounting And Finance
Deewan Institute of Management And Studies
Meerut, India07-2011
PCM
Gyan Bharti Senior Secondary School
Meerut, India04-2006
Skills
AML and KYC tools proficiency
Accomplishments
- Promoted three times at Fidelity: Sr. Associate → Process Specialist → Process Lead
- Multiple “High Five” Awards – Zero-risk performance & delivery excellence
- Client Lifecycle Model Contributor – Improved onboarding efficiency
Timeline
Process Lead – Anti-Money Laundering (AML)
Fidelity International
10.2020 - Current
Process Specialist– Financial Crime Hub
Fidelity International
07.2017 - 09.2020
MBA - Finance And Marketing
GL Bajaj Institute of Management And Research
BBA - Accounting And Finance
Deewan Institute of Management And Studies
PCM
Gyan Bharti Senior Secondary School
Languages
English
Hindi