Summary
Overview
Work History
Education
Skills
Other Attributes
Accomplishments
Timeline
Generic
AKSHAY GUPTA

AKSHAY GUPTA

Gandhinagar

Summary

Compliance analyst with extensive experience at Apex Fincore LLP, specializing in regulatory frameworks within GIFT City SEZ. Demonstrated success in corporate compliance and stakeholder management, ensuring timely audits and filings. Proficient in SEBI regulations, fostering strong investor relationships and enhancing operational efficiency.

Overview

7
7
years of professional experience

Work History

Analyst L3

Apex Fincore LLP
Gandhinagar
02.2025 - Current
  • Managing the compliance functions of entities based in GIFT City SEZ under the IFSCA framework.
  • Facilitated onboarding of 40+ offshore investors in accordance with IFSCA (AML-CFT) Guidelines
  • Handling transfer agency and investor communications for funds set up in GIFT City, SEZ.
  • Spearheaded incorporation of entities within GIFT SEZ.

Analyst L2

Apex Fund Services LLP
Bangalore
07.2023 - 01.2025
  • Implemented offshore entity compliance encompassing FATCA and CRS registration/reporting.
  • Facilitated engagement with Financial Services Commission (Mauritius) throughout inspection process
  • Administered treasury functions and investor communications associated with fund/non-fund matters.
  • Composed minutes and resolutions for business transactions conducted throughout the year for Mauritian entities.

Associate Company Secretary

VKC & Associates
New Delhi
04.2021 - 06.2023
  • Managed deputation at V-Mart Retail Ltd overseeing BSE and NSE compliance requirements.
  • Performed secretarial audits for V-Mart Retail Ltd. and Alstom Manufacturing Pvt. Ltd. to ensure compliance.
  • Secured adherence of listed entities to SEBI (LODR), Companies Act, and FEMA
  • Facilitated relocation of registered office and managed dematerialization project
  • Generated Director's Reports, annual filings, and documentation.
  • Maintained accurate records of board meetings and shareholder communications.
  • Facilitated board and general meetings, ensuring adherence to statutory requirements and company policies.

CS Management Trainee

Grover Ahuja & Associates
New Delhi
07.2018 - 11.2020
  • Assisted in managing AGM, EGM processes, statutory registers, and ROC filings.
  • Monitored compliance status of listed entity regarding SEBI (LODR), Companies Act, and FEMA
  • Comprehended company processes, procedures, and employee role functions
  • Handled customer inquiries effectively to foster loyalty.

Education

LL.B. - Law

Chaudhary Charan Singh University
Meerut, UP
06-2024

Company Secretary (ACS) -

Institute of Company Secretaries of India
02-2021

B.Com (Hons.) -

University of Delhi
07-2014

Skills

  • Corporate compliance and secretarial support
  • Regulatory compliance for GIFT City SEZ and IFSCA
  • Secretarial audits and annual filings
  • Securities and Exchange Board of India (SEBI)
  • Companies Act, 2013 expertise
  • Regulatory liaison and communication
  • Timely task management
  • File organization
  • securities dematerialization
  • Equity-listed compliance

Other Attributes

  • Strong leadership and team collaboration skills
  • Effective communicator with clients and regulatory bodies
  • Flexible to relocate and travel for organizational needs

Accomplishments

  • Awarded the Spotlight Award twice by Apex
  • Holder of NISM Series XXIV: AML and CFT Provisions in Securities Markets certification
  • Passed the Independent Directorship Self-Assessment Examination conducted by IICA

Timeline

Analyst L3

Apex Fincore LLP
02.2025 - Current

Analyst L2

Apex Fund Services LLP
07.2023 - 01.2025

Associate Company Secretary

VKC & Associates
04.2021 - 06.2023

CS Management Trainee

Grover Ahuja & Associates
07.2018 - 11.2020

LL.B. - Law

Chaudhary Charan Singh University

Company Secretary (ACS) -

Institute of Company Secretaries of India

B.Com (Hons.) -

University of Delhi

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