Aman Khandelwal
Jaipur
Summary
With over 6 years of AML KYC expertise, I specialize in quality assurance, conducting EDD/CDD reviews. Utilize Dow Jones/RDC for screening, ensuring compliance. Manage daily ops, risk assessments, supporting banks in AML/CTF efforts. Excel in QA/compliance at S&P Global, driving growth and excellence.
Overview
7
7
years of professional experience
Work History
Operations Analysis Specialist
S&P Global Market Intelligence
Gurgaon
12.2022 - Current
- Conduct Enhanced Due Diligence (EDD) and Client Due Diligence (CDD) reviews across various entities and booking locations, bolstering the bank's anti-money laundering (AML) and counter-terrorist financing (CTF) efforts.
- Perform diverse reviews including Periodic Reviews, Event Driven Reviews, Client Onboarding and Remediation processes.
- Utilize Dow Jones and RDC for Name List Screening, swiftly identifying Sanctions, Politically Exposed Persons (PEP), Adverse Media News, and Negative News.
- Thoroughly assess essential documents for Know Your Customer (KYC) reviews, including commercial registries, complex ownership structures, and audited annual reports etc.
- Execute end-to-end Quality checks on makers' files, ensuring adherence to regulatory standards and delivering high-quality work consistently.
- Manage daily operations, including task allocation, conducting Start of Day (SOD) and End of Day (EOD) calls, and facilitating stakeholder meetings, while overseeing and guiding a team of 17 employees.
KYC Onboarding Specialist
UBS Business solutions (India) Pvt. Ltd.
Pune
09.2022 - 12.2022
- Conducted thorough risk assessments and Enhanced Due Diligence (EDD) reviews on all entities, supporting the bank's efforts in combating money laundering and terrorist financing.
- Managed diverse review processes including Periodic Reviews, Event Driven Reviews, Client Onboarding, and Remediation, ensuring regulatory compliance and risk mitigation.
- Utilized Cosima check, Lexis Nexis, and RDC Grid for Name List Screening, swiftly identifying Sanctions, Politically Exposed Persons (PEP), Adverse Media News, and Negative News, while reviewing essential KYC documents such as Commercial Registry, ownership structures, and Audited annual reports.
KYC Senior Analyst
Deutsche India Private limited
Jaipur
08.2018 - 09.2022
- Conducted comprehensive Enhanced Due Diligence (EDD) and Client Due Diligence reviews, bolstering the bank's anti-money laundering (AML) and counter-terrorist financing (CTF) capabilities across diverse entities.
- Executed various review processes, including Periodic Reviews, Event Driven Reviews, Client Onboarding, New Client Adoptions, and Remediation, ensuring regulatory compliance and risk mitigation.
- Utilized World Check, Lexis Nexis, and Fircosoft for Name List Screening, swiftly identifying Sanctions, Politically Exposed Persons (PEP), Adverse Media News, and Negative News.
- Escalated instances of negative news, PEPs, or sanction dealings to Compliance and Local Anti-Financial Teams, ensuring adherence to regulatory guidelines and facilitating further investigation if necessary.
- Verified client risk and ensured regulatory compliance by leveraging sources such as SEC, Regulator Websites, and Stock Exchanges, while conducting end-to-end Quality checks on makers' files, preparing daily process MI reports. Additionally, served as the primary point of contact for the UK Team.
- Led coordination directly with stakeholders and cross-functional teams both offshore and onshore.
- Managed and guided a team of 20 individuals, overseeing their quality scores and providing operational support.
KYC Analyst (Contingent Worker at DBOI)
Manpower
Jaipur
06.2017 - 11.2017
- Conducted AML/KYC due diligence on various institutional client types with diverse legal structures in the UK.
- Analyzed and investigated accounts from low to high-risk countries across the group.
- Utilized applications like Lexis-Nexis and World-Check for customer database checks, escalating hits to Anti-Financial Crime Teams.
Education
Masters in Commerce -
University of Rajasthan
Jaipur01.2017
Bachelors in Commerce -
University of Rajasthan
Jaipur01.2015
Skills
- Enhanced Due Diligence
- Customer Due Diligence
- Name List Screening (World‐check, Lexis Nexis, RDC, Dow Jones)
- Sanctions
- Politically Exposed Persons (PEP)
- Fenergo
- Microsoft 365
- Quality Assurance
- Subject Matter Expert
- Anti Money Laundering
Accomplishments
- R&R award recipient for exceptional performance in 2019 and 2021 (10% of CTC).
- Acknowledged for maintaining 100% quality score as both maker and checker.
- Earned Employee of the Month, Pillars of Client Life Cycle Management, and Top Checker awards.
- Received Spot Excellence Award for quick learning.
- Recognized with NRS Going the Extra Mile Award from S&P Global in 2023 for best performance.
Timeline
Operations Analysis Specialist
S&P Global Market Intelligence
12.2022 - Current
KYC Onboarding Specialist
UBS Business solutions (India) Pvt. Ltd.
09.2022 - 12.2022
KYC Senior Analyst
Deutsche India Private limited
08.2018 - 09.2022
KYC Analyst (Contingent Worker at DBOI)
Manpower
06.2017 - 11.2017
Masters in Commerce -
University of Rajasthan
Bachelors in Commerce -
University of Rajasthan
Similar Profiles
Cameron MortonCameron Morton
Senior Scrum Master at S&P Global Market IntelligenceSenior Scrum Master at S&P Global Market Intelligence
Apurv PatelApurv Patel
Automation Specialist at S&P Global Market IntelligenceAutomation Specialist at S&P Global Market Intelligence
Sayesha KandhariSayesha Kandhari
Product Manager, RatingsXpress at S&P Global Market IntelligenceProduct Manager, RatingsXpress at S&P Global Market Intelligence
Shubham SinghShubham Singh
Research Associate I at S&P Global Market IntelligenceResearch Associate I at S&P Global Market Intelligence
Kriti PrasadKriti Prasad
Financial Reporting Intern at DMI FinanceFinancial Reporting Intern at DMI Finance