Summary
Overview
Work History
Education
Skills
Interests
Timeline
Intern
Amit Rawat

Amit Rawat

Investment Banker
Pune

Summary

Dynamic finance professional with over 7 years of expertise in investment banking, specializing in trade management, settlement, and reconciliation processes. Possesses 1 year of experience in the US mortgage sector, focusing on loan servicing, processing, and compliance auditing. Proven ability to navigate complex financial transactions and ensure regulatory adherence while enhancing operational efficiency. Committed to leveraging analytical skills and industry knowledge to drive results in fast-paced environments.

Overview

9
9
years of professional experience
1
1
Language

Work History

SME (Subject Matter Expert)

Hexaware Technologies
08.2021 - Current
  • Working on Post Settlement & Reconciliation of Trades for BBH Client.
  • Working on live market and Taking action on every Trade within 1 hr TAT.
  • Knowledge of SWIFT’s f.e, Instructions (MT 540, 541, 542, 543,) & confirmations (MT 544, 545, 546, 547), Status MT548 & MT599 (Communicated/Not communicated to market), MT564 & MT566 (corporate Action) and MT578 (Allegements).
  • Authenticate fax instructions of various financial instruments like equity, debts, derivatives/ collateral, cash, foreign exchange, SWIFT send by IM and route them to respective processing team like Fund transfer, Fund accounting, Trade Entry, Special handling free deliver, IRT global service, FX, ACA collateral, corporate action and other ops team.
  • Instructed the Trade Allegements (MT578) for Sub custodian in market and report to the client.
  • Working on settle trades, Partial trades, failed trades, pending trades, stock loans, Pending cancellation, Cancel trades and bilateral cancellations.
  • Working on Stock Loans for the Great Britain (GB) Market.
  • Working on Money transfer from one security ID to another security ID (F.e HSBC India to HSBC UK) and SOD location to another SOD location.
  • Act on special instruction, cancel and rebook the trade with new instruction given by Client.
  • Reconcile the trades, matched and settle as per the settlement Date ( T1, T2 & T3).
  • Working on Omnibus trades for Euroclear and Clearstream market. (Keep eyes on Risk Trades either with amount more than 50 million or based on Country).
  • Check the positions for the trade (Pending Trade, cancel trade, Awaiting Trade, Unmatched trade and failed trade).
  • Mainframe applications like; GTPS, SOID, AWEI, BIDS & MARVA, World view.
  • Monitoring reports likes House account, Big cash (over 1 million USD trade), Thailand conversion (MT508), Euroclear report and sharing EOD report with clients in every 2 hrs.
  • Solving queries for any difficulty under trade processing through the outlook, Microsoft teams and calls.
  • Current Organization : Brown Brothers Harriman (BBH)
  • Scope : Trade Settlement & Trade Allegement

Process Associate

Oracle financial services
10.2019 - 09.2020
  • Working on Client base software Citrix.
  • Key Tools- Encompass , BLT , WALT
  • Working on Loan Servicing Compliance Review (LSCR) queue in Primary Market.
  • Working on Conforming and Non- conforming loans f.e, Conventional loans, FHA loans, Veterans Loans and USD Loans.
  • Knowledge of Documents like Initial/final application, Note, Mortgage/Deed of Trust, Title, Credit Report, DU/LP, 1003, Appraisal, Hazard insurance, Econsent, Proof of Receipt, Mortgage Insurance, Tax Transcript, Verbal verification of Employment, Closing Discloser, Flood Certificate, Loan Estimate(LE), Paystub.
  • Knowledge of LTV, CLTV and DTI Ratio.
  • Reviewing loan Package f.e, capacity of the borrower, credit, collateral (value of property, capital (Borrower cash flow and Reserves and compensating factors (considerations offsetting any loan risks).
  • Knowledge of creating suspends for Missing documents.
  • Project Name : DITECH -Mortgage
  • Scope : US Mortgage (Loan Servicing/Processing & Compliance Audit)

Sr. Process Associate

Infosys BPM Limited
02.2017 - 10.2019
  • Working on settle trades, Failed trades , pending trades, stock loans, Cancel trades.
  • Working on Omnibus trades for Euroclear and Clearstream.
  • Solving queries for any difficulty under trade processing with the outlook, Skype and in calls.
  • Knowledge of SWIFT’s(Instruction and confirmations) f.e, MT 540, 541, 542, 543, 544, 545, 546, 547 MT548, MT599.
  • Check the positions for the trade.
  • Work on mainframe applications like; GTPS , SOID ,AWEI, BIDS &MARVA, World view.
  • Working on Reconciliation of accounts .
  • Project Name : BBH – ‘Trade Settlement (Trade Management)’
  • Scope : Trade Settlement and Reconciliation

Education

X and XII -

SGRR Public School

MBA - finance

Annamalai University
01.2018

Certified Industrial Accountant - Accounting And Finance

Institute of Computer Accountant
New Delhi, India
04.2001 -

BCOM - undefined

Delhi University
01.2015

Skills

Mentoring team members

Interests

Play Cricket/ Badminton, Cooking and Dancing

Timeline

SME (Subject Matter Expert)

Hexaware Technologies
08.2021 - Current

Process Associate

Oracle financial services
10.2019 - 09.2020

Sr. Process Associate

Infosys BPM Limited
02.2017 - 10.2019

Certified Industrial Accountant - Accounting And Finance

Institute of Computer Accountant
04.2001 -

MBA - finance

Annamalai University

BCOM - undefined

Delhi University

X and XII -

SGRR Public School

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