Amith R
Bangalore
Summary
My self Amith R, I have Completed B.Com in Accounting and Taxation and I am Working as Anti Money Laundering KYC Analyst with 3 years of experience at State Street Corporation providing risk assessment with firm's regulatory and statutory obligations. Thorough knowledge of Customer Identification Procedure (CIP) requirements. Detail-oriented professional with high-level proficiency to streamline communication.
Overview
3
3
years of professional experience
Work History
AML KYC ANALYST, Associate 2
State street corporation
08.2022 - Current
- Performed periodic reviews and reports on merchants to comply with rules, regulations and KYC requirements.
- Provided input to company decisions for prospective suppliers.
- Coordinated with financial advisors to develop long-term investment strategies.
- Conducted due diligence on potential investments and presented findings to investors.
- Conducted KYC formality reports on questionable accounts and transactions.
- Offered internal support for audit, compliance and reporting activities.
- Conducted comprehensive research on clients'' backgrounds, verifying identities and assessing risks for potential financial crimes.
- Maintained updated knowledge of relevant regulations and industry best practices to continuously improve AML/KYC processes.
- Performed full KYC/EDD on customer accounts/Client Onboarding accounts-monitored customer account via internal database
- Updated mandate forms, proof of ownership documents, SEC, NYSE and other pertinent databases performed updates on High/Low/Medium risks customer accounts.
- Processing new onboarding request (Mutual fund/Pension plan/Hedge funds,SPV, Investment Advisor Regulated, Investment Advisor Unregulated, Securities and Commodities exchange Etc) for NA (USA) ,Uk and also various Regions.
- Performed enhanced and specialized due diligence reviews on High-risk business clients.
- Maker & Checker Group – Internal 4Eye,Assigning and closing exceptions
- Complete KYC checks on all new clients, as well as checking all legal documentations for both existing and new clients. Conduct timely and accurate screening to identify any PEPs and Negative news. Conduct client verifications.
- OJT / buddy trainer to new joiners.
KYC Analyst , Associate 1
State Street Corporation.
05.2021 - 05.2022
- Conducted thorough reviews for high risk clients based on stratified risk level guidelines.
- Complied with internal controls and government regulations.
- Consulted with compliance department to create regulatory reports.
- Supported AML investigations by providing accurate and timely information on customers'' financial activities.
- Created credit policies, processes and procedures to maintain compliance with banking regulations.
- Refined tools and practices to optimize manual reviews.
- Ensured compliance with regulatory requirements by conducting thorough customer due diligence checks.
- Maintained up-to-date knowledge of industry best practices, sharing insights with colleagues to enhance organizational performance.
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Performed quality assurance checks on completed customer files, ensuring accuracy and completeness before submission for review or approval.
Education
Bachuler Of Commerce, Bangalore University - Accounting And Taxation
Ravi Degree College
Kolar12.2020
Karnataka Pre University Board - History, Economics, Business Studies, Accounts
Ravi College
Kolar03.2017
Karnataka Secondary Education Examination Board - SSLC
Gnana Bodha Vidhya Samasthe
Kolar04.2015
Skills
- Basic Excel skills
- Good oral & written communication skills
- Google Docs
- Presentation tools
- Bloomberg search
- Problem-solving aptitude
- Adaptability
- Document Review
- Experience in Onboarding the customers
- Experience in Periodic review and Quality checks
- OJT and Buddy Trainer
- 3 Years In State Street
- More than 6 times Performer of the month in 2023
- Maintaining above 99% Quality
- Bravo award - for excellence in work - 2022, 2023
- Always believe in staying prominent towards the role what I play in every aspect
- Being a part of organization trust I never ever discard the loyalty, rights, beliefs
- As an relationship officer I server as a bridge between customer satisfaction and reaching targets at mentioned time period
- Always ready to explore new learnings and analyze situations in easier way to avoid more
- Difficulties in the process
- Adhere to a proper business work ethic
- Provide accurate forecasts, updates and requested reports to reporting manager
- Researching Documents
- Decision-Making
Languages
Kannada
Bilingual or Proficient (C2)
English
Advanced (C1)
Telugu
Advanced (C1)
Tamil
Intermediate (B1)
Hindi
Elementary (A2)
Current Role
Associate 2
Phone Numbers
- Mobile, +91 8150885485
- Mobile, +91 8553267224
Career Focus
A self-motivated and a team player who can carry out the tasks on or before the given span of time. Looking ahead for an opportunity that can make best use of my talents and skills and to give me best exposure for the career growth and expand my knowledge.
Personal Information
- Father's Name: Richard sampath kumar G
- Date of Birth: 05/13/2000
- Nationality: Indian
- Marital Status: single
Current Address
# 3,1st main,5rd cross, Vinayaka Layout, Medahalli, Bangalore - 560049
Awards
Bravo award - for excellence in work -2022
Disclaimer
I hereby declare that the information mentioned above is correct up to my knowledge
Timeline
AML KYC ANALYST, Associate 2
State street corporation
08.2022 - Current
KYC Analyst , Associate 1
State Street Corporation.
05.2021 - 05.2022
Bachuler Of Commerce, Bangalore University - Accounting And Taxation
Ravi Degree College
Karnataka Pre University Board - History, Economics, Business Studies, Accounts
Ravi College
Karnataka Secondary Education Examination Board - SSLC
Gnana Bodha Vidhya Samasthe
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