Amritha Sreekumar

Client : Deutsche Bank

Domain : Capital Markets

Job Responsibilities

-Reviewing KYC documents, on/off-boarding client as per the

requests of Client and precedent of SOP.

-Running position and activity check as well as trade check for non

active customer as details provided by client.

-Update securities and cash settlements instruction in different

application as per STP (Straight through process) to ensure timely

settlement of trades.

-Ensuring bank's KYC test procedures are adhered in strict

accordance with regulatory requirements and bank's internal

policies.

-Performing KYC checks and risk assessments on a diverse range of

institutional customers including High, Medium and Low risk clients.

-Handling mail queries from client and stakeholder to on-board and

off-board their trading accounts.