ANJALI SINGH
Delhi
Summary
Risk & Compliance professional with 12+ years of experience in Financial Crime Compliance, AML, OFAC Sanctions, SOX Compliance, Internal Controls, KYC, CDD, EDD, and Risk & Control Frameworks. Proven expertise in SOX control testing, audit management, regulatory compliance, governance reporting, and process improvement. Successfully led compliance transformation initiatives, managed PwC and EY audits, and earned Bank of America’s OFAC Team of Excellence Award for outstanding contribution during sanctions operations transition.
Overview
14
14
years of professional experience
Work History
Business Operations Assistant Manager - Risk & Compliance
ACCENTURE
05.2024 - Current
- Lead Risk & Compliance activities by establishing effective collaboration between Finance Governance & Compliance (FG&C) teams and business stakeholders.
- Perform SOX control testing and control validation activities across key finance towers including Record-to-Report (RTR), Procure-to-Pay (PTP), and Order-to-Cash (OTC).
- Successfully tested and reviewed 350+ controls, ensuring compliance with internal policies, regulatory requirements, and audit standards.
- Manage Accenture Control Framework activities including creation, modification, documentation, and governance of controls.
- Support external audits conducted by PwC and EY, managing audit walkthroughs, evidence coordination, and stakeholder communication.
- Completed end-to-end Fixed Asset Control Transformation Project, improving control governance and operational effectiveness.
- Led PTP Control Transformation Project, coordinating stakeholders and ensuring successful implementation.
- Created and executed SAD Control Remediation Plan, leading remediation activities and tracking completion.
- Develop monthly compliance reports, dashboards, and management updates for leadership review and perform CDP controls.
- Conduct ICFR awareness and compliance training for 600+ participants, including control owners, control performers, and leadership teams.
- Train new employees on compliance processes, control requirements, and operational procedures.
- Partner with cross-functional teams to improve control maturity and audit readiness.
Senior Analyst - Risk & Compliance
JOHNSON CONTROLS INDIA PVT. LTD.
07.2022 - 04.2024
- Managed compliance operations and supported stabilization of the Contract Accounting control framework during project transition.
- Performed SOX control testing activities, including evaluation of control design and operating effectiveness.
- Supported risk assessments, compliance reviews, and control documentation activities.
- Managed compliance escalations and ensured timely resolution while meeting SLA commitments.
- Coordinated with stakeholders to address control gaps and implement corrective actions.
- Supported high-priority compliance projects and ensured successful delivery within defined timelines.
- Performed due diligence reviews involving high-risk indicators, ownership structures, enhanced due diligence, and transaction analysis.
- Participated in governance meetings and communicated regulatory and compliance updates to business teams.
Process Developer - Risk & Fraud Operations
GENPACT INDIA PVT. LTD.
03.2017 - 02.2022
- Managed end-to-end AML Transaction Monitoring operations for a US-based banking client.
- Conducted customer reviews involving KYC, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and transaction monitoring investigations.
- Reviewed suspicious account activities and prepared cases for escalation and regulatory reporting.
- Performed risk assessments to identify high-risk customers, suspicious transactions, and potential financial crime exposure.
- Conducted adverse media screening and customer risk analysis using World-Check, LexisNexis, OFAC, and Equifax.
- Investigated customer ownership structures, beneficial ownership information, statutory filings, and legal documentation.
- Coordinated with corporate banking teams, relationship managers, and customer review teams to collect missing documentation.
- Supported remediation activities and maintained compliance with quality standards.
- Responded to Quality Control (QC) feedback and implemented process improvements.
- Maintained operational reports, partial reports, and end-of-day compliance checklists.
- Trained new team members on AML processes, investigation procedures, and regulatory requirements.
Senior Associate - OFAC Compliance
BANK OF AMERICA
02.2012 - 09.2016
- Executed OFAC sanctions screening, AML investigations, PEP screening, EDD, and transaction monitoring to identify and mitigate financial crime risks while ensuring regulatory compliance.
- Supported audit readiness, maintained strong internal controls, improved operational efficiency through training and process enhancements, and reduced review turnaround time by 30%.
- Conducted risk assessments that reduced potential compliance violations by 25% and received the Bank of America OFAC Team of Excellence Award for outstanding performance during the sanctions operations transition.
Education
Product Management Certification -
Airtribe
IndiaMaster of Business Administration -
Punjab Technical University
Bachelor of Commerce -
University of Delhi
Skills
- SOX Compliance
- Control Testing
- Internal Controls (ICFR)
- Risk & Control Frameworks
- Internal Audit
- Risk Assurance
- External Audit Management
- AML Compliance
- Economic Sanctions
- OFAC Screening
- Counter-Terrorist Financing (CTF)
- KYC / Customer Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- Transaction Monitoring
- Financial Crime Risk Management
- Control Remediation
- Risk Governance
- Compliance Reporting
- Stakeholder Management
- Process Transformation
- Quality Assurance
- Team Training & Development
- SAP
- Oracle
- ServiceNow
- World-Check
- LexisNexis
- Fircosoft
- Microsoft Office Suite
Timeline
Business Operations Assistant Manager - Risk & Compliance
ACCENTURE
05.2024 - Current
Senior Analyst - Risk & Compliance
JOHNSON CONTROLS INDIA PVT. LTD.
07.2022 - 04.2024
Process Developer - Risk & Fraud Operations
GENPACT INDIA PVT. LTD.
03.2017 - 02.2022
Senior Associate - OFAC Compliance
BANK OF AMERICA
02.2012 - 09.2016
Product Management Certification -
Airtribe
Master of Business Administration -
Punjab Technical University
Bachelor of Commerce -
University of Delhi