Summary
Overview
Work History
Education
Skills
Disclaimer
Technical Skills
Personal Information
Activities
Certifications
Timeline
Generic

Anup Vijay Gupta

Navi Mumbai

Summary

Over 13 years of experience in financial services, currently serving as Assistant Process Manager at eClerx Services Ltd. Expertise in leading Reference Data Management teams, specializing in static data creation, corporate actions, and reconciliations. Proven track record in supporting credit research, managing client queries, and training global teams. Proficient in Bloomberg, Reuters, SecDB, Invest-1, and Jira, with a strong focus on quality and process improvement.

Overview

14
14
years of professional experience

Work History

Associate Process Manager

eClerx Services Ltd
Mumbai
06.2017 - Current
  • Monitoring various exchanges in APAC, EU and US regions for derivatives product (futures and options contracts and Fixed income securities and Equity).
  • Led a team comprising Reference Data and Reconciliation units responsible for setting up Fixed Income securities (Bonds), Equities, and Derivatives using Bloomberg, Reuters, and various exchanges like (LME, SGX, Ice, CME, Cbot, NSE, Eurex, SAFEX etc), ensuring data accuracy, compliance, and handling corporate actions.
  • Leveraging vendor platforms such as Bloomberg and Reuters, SFI (Telekurs) and working with global exchanges including LSE, LuxSE, SGX, and ISE to ensure accurate and timely data integration.
  • Led weekly client calls to review updates, discuss issues, and drive improvements with onshore and offshore managers.
  • Collaborated with onshore teams to resolve exceptional business cases and ensure seamless operations.
  • Monitored task completion against deadlines, upheld SLA standards, maintained a positive team environment, and managed time, error, and SOP update trackers.
  • Allocated tasks and maintained audit checks and trails; prioritized critical functions and revalidated task completion for accuracy and compliance.
  • Improved team productivity by implementing targeted communication strategies, streamlining workflow to reduce issues, and conducting process training for new hires.
  • Internal audit the work of team member and solve the query of client or requester.

Technical Coordinator (SME)

Northern Trust
Bengaluru
01.2016 - 01.2017
  • Established financial securities setup, including bonds, equities, derivatives, and private equity.
  • Utilized Citadel platform for production across various environments such as NT, CIG, and SSA.
  • Maintained existing static data while managing issuers for securities.
  • Executed daily corporate actions tasks to ensure compliance and accuracy.
  • Analyzed vendor data file structures and communicated changes effectively to implement updates.
  • Leveraged knowledge of Bloomberg and Reuters products alongside exchanges like LSE and NASDAQ.
  • Demonstrated strong data management and validation skills to enhance operational efficiency.
  • Updated securities in response to mandatory corporate actions, including dividends and mergers.”,

Operation Executive-II

Bank of New York Mellon
Pune
01.2012 - 01.2016
  • Processed master setup requests for Exchange-traded and OTC securities across multiple teams.
  • Upgraded security information through data scrubbing for accuracy and compliance.
  • Reviewed team members' setups, resolved client queries, and supported team leader management.
  • Utilized Bloomberg Terminals, FTS, and IDC for data validation and accuracy checks.
  • Conducted training sessions for new hires in SMF team to ensure smooth onboarding.
  • Enabled SDM control over pricing exception validation to expedite Mutual Fund Accounting processes.
  • Monitored vendor tolerance and DOD tolerance for compliance and risk management.
  • Established data ranges and asset group tolerances using Bloomberg, Reuters, JJ Kenney, and IDC.

Trainee

Capstone Securities Analysis
Pune
06.2011 - 03.2012
  • Engaged in trading activities within US Securities and Exchange Markets including NYSE and NASDAQ.

Education

Master of Business Administration - Financial Management

University of Pune
Pune
06.2011

Diploma in Financial Management - Financial Management

Sant Gadge Baba Amravati University
Amravati
05.2009

Bachelors of Commerce - Accounting and Finance

Sant Gadge Baba Amravati University
AMRAVATI
06.2008

Skills

  • Derivatives
  • Fixed Income securities
  • Equity
  • Mutual Funds
  • Reference data
  • Corporate Actions
  • Reconciliation
  • Pricing
  • Quality control management
  • Teamwork and collaboration
  • Operational excellence

Disclaimer

All details shared above are true to the best of my knowledge and belief.

Technical Skills

  • Bloomberg, Eikon, Euroclear
  • SIX Financial Information, Various exchange.
  • Expert on Excel
  • Power BI

Personal Information

  • Passport Number: Available
  • Date of Birth: 04/17/88
  • Nationality: Indian

Activities

  • 2nd Rank in Martial Arts (2nd National Level)
  • Ex-Member Maharashtra Cadet Corps (MCC)

Certifications

  • The Generative AI Training and Certification Program from the Technical University of Munich (TUM)

Timeline

Associate Process Manager

eClerx Services Ltd
06.2017 - Current

Technical Coordinator (SME)

Northern Trust
01.2016 - 01.2017

Operation Executive-II

Bank of New York Mellon
01.2012 - 01.2016

Trainee

Capstone Securities Analysis
06.2011 - 03.2012

Master of Business Administration - Financial Management

University of Pune

Diploma in Financial Management - Financial Management

Sant Gadge Baba Amravati University

Bachelors of Commerce - Accounting and Finance

Sant Gadge Baba Amravati University

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Anup Vijay Gupta