ARADHANA CHITRE

Work History

Senior Asst. Vice President – Risk & Control

Wells Fargo

10.2023 - Current

Designed and implemented risk monitoring and reporting frameworks, addressed control deficiencies, and escalated risks proactively. Supported the development of control effectiveness metrics and process efficiency measures for Group Finance; reviewed RCSA processes to ensure ongoing compliance and risk oversight.
Provided expert advisory on risk assessments, compliance, and internal control matters, working closely with Control Assurance, Group Internal Audit (GIA), and Compliance teams to close identified control gaps, and enhance assurance coverage.
Executed Central Control Program responsibilities and Quality Assurance (QA) reviews in alignment with QA policy, procedures, and minimum standards. Strengthened QA templates and QA procedures using stakeholder feedback from Execution teams, auditors (PWC), Business and Control Office (BACO), and Operational Risk Business Office (ORBO).
Generated Tableau dashboards documenting daily allocation and reportable RAUs under each RCSA program.
Ensured continuous compliance through thorough reviews of RCSA processes and risk oversight practices.

Associate - Regulatory Reporting (Independent Testing)

Morgan Stanley

02.2022 - 07.2023

Perform investigation on Multi- jurisdiction Regulatory reporting along with material economic terms reconciliation.
Working on building validation process and Standard operating procedure for performing testing for various regulatory regimes such as - CFTC, SEC, EMIR , MIFID and HKMA for derivatives products such as FX options, Interest Rate derivatives
Stakeholder Collaboration Working closely with various stakeholders, including Legal, Compliance, Technology, and business teams, to address reporting requirements and resolve any issues.
Data analysis and remediation to identify and resolve reporting issues, process improvement and automation, and collaborating with internal stakeholders
Assisted in the development of Tableau dashboards , improving KPI ‘s and data visualization for the team

Operation Analyst - Corporate Actions

JPMorgan Chase & Co

11.2020 - 01.2022

Managed full lifecycle of event notification, analysis, and publication for domestic equity and ADR products (capture, analysis and publish) and providing updates to clients of market information and key date.
Reconciliation of internal records with external data sources (e.g., custodians, clearinghouses) to verify accuracy and resolve discrepancies. Reconciliation of payables tracking to ensure timely corporate action settlements and pre-balancing of products like domestic equity and ADR
Risk Management manage the risks associated with corporate action processing, ensuring compliance with relevant regulations and controls.

Operation Analyst - Treasury Services

JPMorgan Chase &Co

10.2017 - 11.2020

Collaborated with internal teams to streamline client onboarding and service implementation for smooth client onboarding
Lead the Brexit initiative, preparing all treasury documentation for major corporate clients for JPMORGAN CHASE&CO and worked on preparation of all documents required for a treasury services
Automated Tableau reporting for account transitions, enhancing data transparency -using filters, parameters and calculated sets that automatically qualified no. Of accounts to be transferred/ created under BREXIT project
Mentored new hires with training and, validating, and assessing the daily business activities performed by team members.

Analyst - OTC Confirmations (Rates and Structured Equity)

Cognizant Technology Solutions

09.2015 - 01.2017

Drafting and reviewing confirmations for various derivative products, - Rates and Structured Equity ensuring accuracy against executed trades.
Performed Reconciliation between term sheets and ISDA guidelines of risk bookings, term sheet and ISDA definitions with confirmations.
Resolved client and internal queries on structured equity products including derivative rates, swaps and accumulators on specific products such as variance swaps, Quanto Trades.
Ensured Accuracy and Compliance Identified and resolved discrepancies between trade details and drafted confirmations, escalated issues to front office, legal, and other departments as needed.

Research Associate

MarketsandMarkets

02.2014 - 09.2015

Executed end-to-end market research assignments with focus on financial forecasting and consulting assignment projects and conduct in-depth primary and secondary research.
Generated industry forecasts based on deep data analysis and trend evaluation to produce forecasts of industry, in order to find accurate market share.
Supported stakeholder engagement efforts through regular communication of research updates and findings.
Presented research findings at industry conferences, increasing visibility for the organization.

Summary

Overview

Work History

Senior Asst. Vice President – Risk & Control

Associate - Regulatory Reporting (Independent Testing)

Operation Analyst - Corporate Actions

Operation Analyst - Treasury Services

Analyst - OTC Confirmations (Rates and Structured Equity)

Research Associate

Education

PGDM/MBA - Finance

Bachelor's degree - Economics

HSC - CBSE

SSC - CBSE

Skills

Certification

Accomplishments

Work Type

Timeline

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