ARUN KUMAR P
Financial Crime Specialist
Hyderabad
Summary
Meticulous Detecting Financial Crime professional with over 9 years of Client Onboarding, Periodic Reviews, Event Driven Reviews and Remediation experience.
Overview
9
9
years of professional experience
3
3
years of post-secondary education
Work History
Assistant Manager
Tata Consultancy Services
07.2022 - Current
- Performing Enhanced Due Diligence (EDD) reviews on high risk accounts in support of KYC policies and procedures.
- Perform quality checks reviews on work of KYC analysts.
- Support KYC analyst to close deficient cases treated by quality assurance and compliance team.
- Reviewed various KYC processes which includes Customer Identification Program (CIP), Beneficial ownership, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).
- Perform payment screening and obtain required documents to review purpose.
- Perform transaction monitoring and analyze TO report to understand transaction behavior and trend.
- Collect and examine financial statements and documents to assist in identifying unusual transaction patterns. Document all research and analysis conducted in Case Management System.
- Identified data anomalies and assisted with root cause analysis to minimize errors.
- Engage with internal stakeholders such as Front, Middle, and Back Office staff to obtain required information and applicable documentation related to client on-boarding and KYC production.
- Maintained detailed tracking of KYC file status and other customer record activities to ensure completion within required timeframes.
- Independently managed multiple simultaneous requests inclusive of customer data maintenance in high-pressure work environment.
- Handle multiple priorities and deadlines concerning review of high risk clients.
Process Specialist
Cognizant Technology Solutions
09.2020 - 11.2021
- Performed periodic reviews on different entity types to comply with KYC requirements.
- Partner with client facing teams to collect legal documents and associated information for regulatory and internal policies.
- Research and interpret corporate documentation to determine business and ownership structure.
- Conduct thorough reviews for high risk clients based on stratified risk level guidelines.
- Determine customer risk rating based on analysis and research findings.
- Interpret evidence from multiple tools and systems to determine legitimacy of customer behavior.
- Ensuring that high quality standards are maintained for all KYC profiles that are submitted by analysts.
CDD Analyst
HSBC Electronic Data Processing India Pvt Ltd.
02.2019 - 09.2020
- Prepared KYC Due Diligence profiles on wide range of entity types (Trusts, LLC's, Partnerships, and Corporations).
- Analyzed client data, documentation and negative news in order to determine Client Risk Profile as established under KYC Procedures.
- Liaised with clients, front office, credit, legal, technology and operations as part of KYC process.
- Analyzed new/prospective clients including Enhanced Due Diligence synthesized finding and assessed risk levels.
- Analyzed client data, documentation and negative news in order to determine Client Risk Profile.
- Reviewed and approved all low risk KYC client profiles to ensure all required KYC documents and information was obtained in accordance with Customer Identification Program (CIP).
- Approved new and existing accounts based on reviews of client KYC documentation.
Senior Associate
Genpact India Ltd
01.2017 - 02.2019
- Prepared KYC Due Diligence profiles on wide range of entity types (Sole Traders, Limited, Partnership, Trust's, Charities, Foundations)
- Worked on End to End KYC operations which includes NTB, ETB and Remediation projects.
- Maintained detailed records on clients for second-level review.
- Performed Sanctions screening and PEPs identification.
- Reviewed potential negative news hits.
Associate
Optum
08.2015 - 12.2016
- Payments investigations.
- Prepare and distribute incoming and outgoing mail.
- Regularly receive direction from supervisor and escalate questions and issues to more experienced roles.
- Work under close supervision following established procedures
Education
B.com (Honours) -
Loyola Academy Degree And PG College
Hyderabad 06.2012 - 05.2015
Skills
Client Onboarding
Periodic Reviews
Narrative writing
Transaction Monitoring
Enhanced Due Diligence
Customer Due Diligence
Screening
Risk Assessment
Timeline
Assistant Manager
Tata Consultancy Services
07.2022 - Current
Process Specialist
Cognizant Technology Solutions
09.2020 - 11.2021
CDD Analyst
HSBC Electronic Data Processing India Pvt Ltd.
02.2019 - 09.2020
Senior Associate
Genpact India Ltd
01.2017 - 02.2019
Associate
Optum
08.2015 - 12.2016
B.com (Honours) -
Loyola Academy Degree And PG College
06.2012 - 05.2015
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