Summary
Overview
Work History
Education
Skills
Certification
Timeline
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Ashish Tiwari

Pune

Summary

A results-driven Corporate Action Specialist with over six years of experience in optimizing processes, managing client relationships, and contributing to the success of top-tier financial institutions like The Bank of New York Mellon, Credit Suisse, and UBS. I bring a strong focus on operational excellence, a deep understanding of global market regulations, and a commitment to continuous improvement. My experience spans mandatory corporate actions, income processing, and team management, with a proven track record of enhancing efficiency, reducing errors, and driving team performance.

Authorized professional with strong background in compliance and risk management. Skilled in regulatory adherence, process optimization, and team leadership. Known for effective collaboration, adaptability, and driving successful outcomes. Expertise in critical thinking, problem-solving, and strategic planning.

Professional with comprehensive background in compliance and risk management. Skilled in developing and implementing policies that ensure organizational integrity. Valued team player focused on achieving results and adapting to evolving industry standards.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Authorized Officer

UBS
02.2025 - Current
  • Ensured regulatory compliance by staying up-to-date on industry standards and implementing necessary changes within the organization.
  • Led cross-functional teams on high-impact projects, consistently meeting deadlines and exceeding performance expectations.
  • Kept system documentation up to date and report weekly status to senior management.
  • Managed risk by proactively identifying potential threats and implementing mitigation strategies to safeguard the organization''s interests.
  • Identified and led process improvements in payment execution.
  • Managed a diverse team of professionals, fostering a positive work environment that encouraged collaboration and growth.

Corporate Action Specialist

UBS
09.2022 - Current
  • Manage and resolve client inquiries related to income payments, ensuring accurate and timely processing
  • Enhance compliance and operational efficiency by gaining expertise in global market rules and regulations
  • Contribute to team performance by sharing knowledge and best practices, fostering a collaborative work environment
  • Key Achievements:
  • Improved payment accuracy and timeliness, earning recognition from client servicing teams
  • Maintained minimal saldo breaks across multiple markets for bonds and dividend payouts

Exempt Non Officer

Credit Suisse
05.2021 - 08.2022
  • Processed dividends and interest payments for the US market with a focus on precision and efficiency
  • Conducted independent investment research on fixed income instruments, enhancing the firm's research capabilities
  • Cleared bad tracked securities for REPO and Stock Loan positions, contributing to the firm's operational integrity
  • Key Achievements:
  • Demonstrated meticulous attention to detail, leading to a significant reduction in processing errors
  • Developed a proactive approach to problem-solving, enhancing the firm’s fixed income market operations

Corporate Action Specialist

The Bank of New York Mellon
06.2018 - 04.2021
  • Managed end-to-end processes for mandatory corporate actions, including reconciliation of balances and positions
  • Researched and resolved claims related to failed trades and share issuances, ensuring accurate record-keeping
  • Provided operational support to various teams, developing a comprehensive understanding of complex financial transactions
  • Key Achievements:
  • Played a pivotal role in improving the efficiency of mandatory corporate action processes
  • Developed robust risk management skills, ensuring secure and reliable operations

Education

Bachelor of Commerce - Banking

Symbiosis College of Arts and Commerce
01.2016

Skills

  • Excel
  • Data Analysis
  • Fixed Income Instruments
  • Global Market Regulations
  • Corporate Actions
  • Income Payments
  • Client Relationship Management
  • Risk Management
  • Process Optimization
  • Team Collaboration
  • Team management
  • Risk assessment
  • Team collaboration

Certification

  • Relevant Certification or Training, Planned/Completed

Timeline

Authorized Officer

UBS
02.2025 - Current

Corporate Action Specialist

UBS
09.2022 - Current

Exempt Non Officer

Credit Suisse
05.2021 - 08.2022

Corporate Action Specialist

The Bank of New York Mellon
06.2018 - 04.2021

Bachelor of Commerce - Banking

Symbiosis College of Arts and Commerce

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Ashish Tiwari