NEHA MANGTANI
Pune
Summary
Dynamic professional with extensive experience at UBS, excelling in regulatory reporting and Basel III compliance. Proven track record in enhancing operational controls and stakeholder management. Adept at leveraging advanced Excel for data accuracy, driving process improvements, and fostering collaborative solutions. Recognized for effective communication and leadership, ensuring compliance and strategic alignment.
Overview
12
12
years of professional experience
Work History
Authorized Officer
UBS
Pune
07.2021 - Current
- Oversaw end-to-end PRA regulatory reporting for Risk Weighted Assets submissions.
- Prepared, reviewed, and submitted RWA returns for Credit Risk, Market Risk, and Operational Risk.
- Applied Basel III and CRR regulations to maintain compliance with PRA standards.
- Conducted variance analysis and reconciliations to ensure data accuracy.
- Collaborated with Risk, Finance, Data, Technology, and Model teams to resolve data quality issues.
- Compiled senior management packs, regulatory summaries, and control documentation.
- Supported internal and external audits alongside regulatory inspections for compliance assurance.
- Supervised and reviewed junior team members' work to enhance performance.
Audit Associate
BDO India LLP (MSKA & Associates)
02.2020 - 07.2021
- Handling statutory audits, external audits and agreed-upon procedures engagements.
- Independently managed audits from planning to completion including substantive testing.
- Preparation and review of financial statements with appropriate disclosures.
- Identification of audit issues and communication with engagement teams and clients.
- Analytical review and preparation of summary memorandums as per firm standards.
Manager
ANRK & Associates LLP
12.2018 - 02.2020
- Managed audit engagements for small and medium-sized clients from acceptance to final reporting.
- Preparation of financial statements, audit reports and presentations to senior management.
- Execution of CA certifications and verification reports for government-linked projects.
- Supervision and review of junior audit staff work.
Manager
Indamdaar & Bhalerao & Associates
06.2017 - 03.2018
- Conducted internal audits for real estate and service sector clients.
- Performed analytical procedures, variance analysis and controls testing.
- Identified control weaknesses and recommended process improvements.
- Handled direct and indirect tax compliances including VAT, GST and income tax filings.
- Conducted VAT audits, tax audits and concurrent bank audits independently.
Articleship / Internship
Shashank Patki & Associates
07.2013 - 08.2016
- Exposure to internal audits, statutory audits and tax audits across various sectors.
- Assisted in audits of trusts, educational institutions, hospitals and companies.
- Bank audits including concurrent, internal and statutory audits of nationalized and co-operative banks.
- Income tax returns, TDS returns and assistance in tax assessments.
Education
Chartered Accountant (CA) -
Institute of Chartered Accountants of India
11-2019
Bachelor of Commerce -
University of Pune
03-2014
Master Soft Skill Trainer And Image Consultant - Image Management And Soft Skills
Image Consulting Business Institute (ICBI)
Skills
- Regulatory reporting
- Risk-weighted assets
- Basel III compliance
- Capital adequacy
- Credit, market, and operational risk
- Variance analysis
- Regulatory governance
- Audit reviews
- Stakeholder management
- SAP, Tally proficiency
- Advanced Excel and PowerPoint
- Regulatory compliance expertise
- Financial reporting skills
- Effective communication abilities
- Client relationship management
- Team leadership skills
- Problem-solving capabilities
- Public speaking
Timeline
Authorized Officer
UBS
07.2021 - Current
Audit Associate
BDO India LLP (MSKA & Associates)
02.2020 - 07.2021
Manager
ANRK & Associates LLP
12.2018 - 02.2020
Manager
Indamdaar & Bhalerao & Associates
06.2017 - 03.2018
Articleship / Internship
Shashank Patki & Associates
07.2013 - 08.2016
Chartered Accountant (CA) -
Institute of Chartered Accountants of India
Bachelor of Commerce -
University of Pune
Master Soft Skill Trainer And Image Consultant - Image Management And Soft Skills
Image Consulting Business Institute (ICBI)