Summary
Overview
Work History
Education
Skills
Certification
Interests
Timeline
Generic

Ashly Shajan

Capital Market Operations Analyst
Bangalore

Summary

Results-driven Financial Analyst with 6.7+ years of expertise in investment banking operations, including derivatives, fixed income, equities, and structured instruments. Adept at trade settlements, regulatory compliance, and risk management within fast-paced financial environments. Strong analytical, problem-solving, and communication skills, ensuring operational efficiency and regulatory adherence. Seeking a role in trade settlement to contribute to transaction execution and operational excellence.

Overview

7
7
years of professional experience
2
2
Certifications
4
4
Languages

Work History

Financial Analyst – Equity/Fixed Income Settlement

Societe Generale Global Solution Centre, Bangalore
09.2023 - Current
  • Managing CSDR (Central Securities Depositories Regulation) activities for the European market to enhance securities settlement safety and efficiency.
  • Reconciling, documenting, and challenging penalties while ensuring compliance with regulatory standards.
  • Handling fails management, reporting, and Buy-in management to mitigate financial risks.
  • Engaging with custodians, counterparties, traders, and internal teams to optimize settlement procedures.
  • Implementing new controls to minimize penalties and improve settlement accuracy.

Transaction Processing Associate - Trade Support (Fixed Income)

Accenture Post-Trade Processing (APTP), Bangalore
02.2022 - 09.2023
  • Provided trade booking, confirmations, pre-matching, and fails management support for equity and fixed income desks.
  • Analyzed and resolved stock and cash breaks due to market discrepancies using EuroClear EasyWay, ClearStream Xact, CREST, and EOLE applications.
  • Ensured timely reconciliation of stock positions and cash breaks to minimize trade settlement risks.
  • Managed Buy-in processes to prevent high-risk exposure and associated financial penalties.

Senior Financial Analyst

State Street HCL Services, Coimbatore
12.2018 - 01.2022
  • Oversaw trade bookings, settlement clearance, and trade reconciliation to prevent overdraft charges and penalties.
  • Processed wire payments, cash transactions, and month-end financial adjustments.
  • Ensured accurate posting of interest, dividend reinvestments, and securities lending incomes.
  • Monitored overdraft balances and responded to inquiries in a timely manner.

Education

Master of Business Administration - Finance

EASA College of Engineering & Technology
06.2018

Skills

  • Trade Settlement & Clearing
  • Financial Market Regulations (CSDR, Buy-in Management)
  • Risk & Compliance Management
  • Cash & Stock Reconciliation
  • Microsoft Excel
  • Flexible team player

Certification

NSE Academy Certification in Financial Markets (NCFM) – Beginner’s Module (2019)

Interests

Financial Markets & Trading Strategies, Reading Finance & Investment Books, Traveling & Cultural Exploration, Cricket & Music

Timeline

Financial Analyst – Equity/Fixed Income Settlement

Societe Generale Global Solution Centre, Bangalore
09.2023 - Current

Transaction Processing Associate - Trade Support (Fixed Income)

Accenture Post-Trade Processing (APTP), Bangalore
02.2022 - 09.2023

Senior Financial Analyst

State Street HCL Services, Coimbatore
12.2018 - 01.2022

Master of Business Administration - Finance

EASA College of Engineering & Technology
Ashly ShajanCapital Market Operations Analyst