Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic

Prashanth KV

Bengaluru

Overview

10
10
years of professional experience

Work History

Team Leader - EMEA Equity Settlement

JP Morgan
Bangalore
11.2023 - Current
  • Analyzed and reconciled daily trade settlements for Equities.

    Investigated and resolved trade discrepancies and exceptions in a timely manner to ensure accurate settlement

    Collaborated with internal teams and external counterparties to address settlement issues and ensure smooth processing of trades

    Prepared and submitted regulatory reports and documentation related to trade settlements

    Implemented process improvements to streamline settlement procedures and reduce operational risks

    Managed a portfolio of settlement accounts, monitoring performance and identifying areas for improvement to enhance overall efficiency and effectiveness.

Analyst - Asset Servicing

JP Morgan
Bangalore
05.2022 - 11.2023
  • Ensuring timely collection of Dividend/Coupon entitlements from the borrowers across International
    Markets through effective claims management.

    Performing Stock & Cash reconciliation across International Markets

    Liaising with borrowers, agents, trading desk, middle office, and Sub-Custodians to facilitate timely
    settlement of trades across EMEA markets.

    Timely annotation and resolution of Custody negatives to avoid CASS breaches.

    Tracking Client Entitlements over RD and liaising with Custody Teams & Sub-Custodians to ensure Clients
    are appropriately paid on PD and any entitlement shortfalls are investigated reverse &repaid based on
    Market Entitlement rules to ensure the clients are made good, which warranting the shortfalls are
    assigned to relevant parties for funding.

    Assisting the team in stabilization of Product driven projects, post implementation and suggesting
    improvements to streamline the process.

    Reviewing Process controls periodically to foster an environment where the team is fully aware of
    Operational Risk Management and any Process control gaps are addressed to hedge further risks.

Senior Analyst - Corporate Action Disbursement/Pay

Standard Chartered Bank
Bangalore
10.2015 - 05.2022
  • Research and reviewed more complicated corporate action events using database system.

    Identifying all eligible holders, develop and ensure to distribute notifications related to corporate market events complex in nature.

    Resolved all discrepancies, ensure to take action on everyday matters as well as inquiries from all external clients and internal departments.

    Escalated more complicated issues complying procedures to assure timeliness and processing accuracy.

    Interacted with client service team and varied departments on all routine matters as well as inquires.

    Convey and manage entire event deadlines with customers both external as well as internal.

    Monitored and record entire instructions received of corporate event from an agent to the clients.

Education

MBA - Finance

Justice K S Hegde Institute of Management
Nitte
06-2015

Bachelor of Commerce - Finance

Sri Bhuvanendra College
Udupi
06-2012

Skills

  • Trade settlement
  • Process improvement
  • Data reconciliation
  • Operational risk management
  • Client relationship management
  • Analytical thinking

Accomplishments

  • JPM settlement - recognized for good work accuracy on a smooth process - fewer aged fails and stock and cash breaks
  • JPM Asset Servicing - recognized for a good number of dividend claims paid out to the client accurately and on time
  • SCB - Recognized by client service team for excellent
    client service (managing high volumes)

Timeline

Team Leader - EMEA Equity Settlement

JP Morgan
11.2023 - Current

Analyst - Asset Servicing

JP Morgan
05.2022 - 11.2023

Senior Analyst - Corporate Action Disbursement/Pay

Standard Chartered Bank
10.2015 - 05.2022

MBA - Finance

Justice K S Hegde Institute of Management

Bachelor of Commerce - Finance

Sri Bhuvanendra College

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Prashanth KV