Ayan Das

As a quality control (QC) auditor, review 10 to 12 alerts daily and provide feedback to the analyst.

 Preparing dashboard for WBR & MBR and discuss with client on weekly productivity, utilization percentage according to disposition of alerts.

 Also review the rebuttal raise by team and assist them in making a well-informed decision.

 Lead the quality huddle daily, share updates with the entire team, and resolve any team queries.

 Share the case study with the entire team three times a week and conduct a quick quiz on an alert to help analysts improve their knowledge in transaction monitoring.

 Conducting financial crimes risk management investigations, alert clearing and unusual activity report filing completed alerts narratives in FCRM cases to prevent financial crime and report to Banking Partners.

 Review bank products such as checking and saving account, business checking account, wire transfers and more that are alerted within customer transactions.

 Collaborate with cross-functional teams to develop and enhance transaction monitoring strategies, reducing fraud risk and improving overall security.

 Utilize data analysis skills to identify trends and patterns, contributing to the continuous improvement of fraud detection mechanisms.

 Investigate suspicious transactions, prepare detailed reports, and communicate findings to management and relevant stakeholders. Additionally, we fill the UAR/SAR on bases of these investigations.

 Assess all the alerts and make decision after investigation, alert discounted if not found suspicious, supported by detailed narration and research work.

 Review data from systems and following client procedures to investigate, decide, and document transaction monitoring alerts.

 Acts as a Subject Matter Expert (SME) to AML and Bank Referral related processes .

 Also review the rebuttal raise by team and assist them in making a well-informed decision.

 Share the case study with the entire team three times a week and conduct a quick quiz on an alert to help analysts improve their knowledge in transaction monitoring.

 Conducting financial crimes risk management investigations, alert clearing and unusual activity report filing completed alerts narratives in cases to prevent financial crime and report to Banking Partners.

 Review bank products such as checking and saving account, business checking account, wire transfers and more that are alerted within customer transactions.

 Collaborate with cross-functional teams to develop and enhance transaction monitoring strategies, reducing fraud risk and improving overall security.

 Utilize data analysis skills to identify trends and patterns, contributing to the continuous improvement of fraud detection mechanisms.

 Investigate suspicious transactions, prepare detailed reports, and communicate findings to management and relevant stakeholders. Additionally, we fill the UAR/SAR on bases of these investigations.

 Assess all the alerts and make decision after investigation, alert discounted if not found suspicious, supported by detailed narration and research work.

 Review data from systems and following client procedures to investigate, decide, and document transaction monitoring alerts.

• Working in Transfer Agency Compliance Services.
• Looking Towards investors KYC. AML, Due diligence of different investors (like indv, entity trust IRA).
• Working as reviewer and looks towards work done by user Providing feedback to user and give training to new joiners.
• Attending a client calls and doing communication with client (email) on weekly basis.
• Resolving queries of client about different investors.
• Follow ups emails sending to client of missing data.

• Worked as a Fin Crime officer since November 2016

• Investigating payments and customer's details as per Sanctions Policy
• Involved in research and investigation of Payments, Customer details, checks & controls for Sanctioned Countries, Narrow Sanctioned Countries and Restricted Business Activities.
• Identify any unusual or potentially suspicious transaction and timely escalation as per guidelines for further investigation
• Screening of PEP's and SDN's thereby identifying red flag situations and escalating in line with the policies and procedures
• Ensuring appropriate and confidential handling/sharing of sensitive information
• Processing transactions/ payments/trade of account holders around regulatory driven sanction list or internally developed watch list.
• Knowledge of customer screening /Investment banking Screening
• Skilled in areas of Sanctions with focus on fraud prevention, halting financial crime and terrorist financing
• Identify any unusual or potentially suspicious transaction and timely escalation as per guidelines for further investigation
• Was involved in regular follow-up's and reporting of any escalated cases/ reporting the number to management
• Managing the work flow as per the queues thereby maintaining and delivering the stringent SLA
• Strong organizational skills with excellent attention to detail with strong follow-up and good judgment
• Excellent team player, keen to support others in jointly achieving goals
• Outstanding analytical skills with the ability to understand business functions and processes swiftly
• Highly motivated professional with experience in investigation/research
• Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
• Leadership qualities with strong management, analytical and interpersonal skill

• Preparation of Trial Balance and profit and loss account.
• Posting of necessary Journals in Client Software
• Doing Pro audit of company accounts.
• Preparation of Statutory Financial statements.
• Doing Reconciliations Bank reconciliation
• Knowledge of Balance Sheet items.
• Preparation of Director Control Account and necessary appropriation of P&L items to DCA account as per Client information.
• Analyze processes, recommend improvements for same and manage all internal controls on documents.
• Knowledge of CCH AP Tool.
• Knowledge of Pro Audit Tool.
• Knowledge of Alpha Tax Tool.
• Client - HW Fisher and Company

• Working on ERP Tool Freight Management(FM) i.e. World Port and JD EDWARDS, AFE Tool, WQM Tool
• Process that is CEVA (one of the fourth Logistics Company in the World), Under CEVA, Services like Air, Ocean, and Ground are provided. CEVA Logistics implies Movement of goods and Services from Point of Origin to the Point of Destination, through different channel i.e. Air, Ocean, & Ground.
• Processing urgent invoices.
• Processing Travel and Expenses (T&E)
• Processing of Invoices.
• Daily Reporting to client.
• Auditing (Quality check)
• Providing Payment Status to Client via (email)
• Accounts Payable i.e. (Processing of Invoices)
• Responsible for day to day Business transactions closure under my supervision
• Receiving Invoices from DFM on daily basis and processing it.
• Client - CEVA