Ayush Jain
Agra
Summary
Capital Markets professional with experience in regulatory surveillance, market operations, risk monitoring, and compliance within an exchange environment. Skilled in analysing complex trading activities, investigating market exceptions, identifying process gaps, and supporting regulatory compliance initiatives. Experienced in stakeholder management, User Acceptance Testing (UAT), process enhancements, and data-driven reporting to strengthen governance frameworks and operational controls.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Deputy Manager – Trade Surveillance
BSE Limited (Bombay Stock Exchange)
Mumbai, India
02.2024 - Current
- Conduct risk-based monitoring and analysis of equity market transactions to identify unusual trading patterns, market abuse indicators, regulatory exceptions, and potential compliance risks.
- Investigate suspicious trading activities including insider trading scenarios, price-volume movements, and market anomalies through detailed trade and participant-level analysis.
- Perform surveillance alert analysis, root cause assessments, and recommend control enhancements to improve monitoring effectiveness and reduce operational risks.
- Reviewed market intelligence, corporate announcements, and media alerts to ensure information accuracy and support informed regulatory decisions.
- Coordinated with internal teams, listed entities, and regulatory stakeholders to facilitate investigations, escalations, and clarifications, ensuring timely resolution of compliance matters.
- Performed back-testing, user acceptance testing (UAT), and process improvement initiatives while collaborating on system enhancements to reinforce surveillance frameworks.
Equity Markets Research Intern
Fintech Education
Mumbai, India
03.2023 - 05.2023
- Conducted equity market research using fundamental and technical analysis to evaluate stock movements and market trends, identifying key investment opportunities.
- Collected and analysed financial market data from exchanges, news sources, and reports, structuring insights into clear analytical dashboards for informed decision-making.
Data Analysis & Research Intern
BTM Financial LLC
Gurgaon, India
04.2020 - 06.2020
- Analysed financial parameters, business metrics, and market information to inform decision-making.
- Developed structured reports by analysing datasets, identifying trends, and presenting actionable insights for internal review and business analysis.
Education
Master of Business Administration - Finance
ICFAI Business School (IBS)
Mumbai01-2024
Bachelor of Business Administration - Finance
GLA University
Mathura01-2021
Skills
- Regulatory Compliance
- Risk assessment
- Market surveillance
- Trade Lifecycle Management
- Insider Trading Investigation
- Financial Market Operations
- Regulatory Reporting
- Root Cause Analysis
- User Acceptance Testing (UAT)
- Process optimisation
- Data Analysis
- MIS Reporting
- Stakeholder Management
- MS Excel
- VBA Automation
- Bloomberg Terminal
- Jaspersoft
Certification
- NISM Series VIII – Equity Derivatives Certification
- Bloomberg Market Concepts (BMC) Certification
Timeline
Deputy Manager – Trade Surveillance
BSE Limited (Bombay Stock Exchange)
02.2024 - Current
Equity Markets Research Intern
Fintech Education
03.2023 - 05.2023
Data Analysis & Research Intern
BTM Financial LLC
04.2020 - 06.2020
Master of Business Administration - Finance
ICFAI Business School (IBS)
Bachelor of Business Administration - Finance
GLA University