Bharath A
Bengaluru
Summary
Aiming to leverage expertise in risk management and compliance to contribute effectively in a financial crime prevention role. Background includes conducting thorough name screening and transaction reviews, ensuring compliance with AML regulations while delivering accurate reporting. Strong communication skills and ability to multitask have supported cross-functional collaboration and operational efficiency. Committed to maintaining high standards of quality in all aspects of work, with a focus on continuous improvement.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Sr Associate
HSBC Electronic Data Processing
Bengaluru
02.2023 - Current
- Conduct name screening & transaction screening processes for Asia Pacific countries to prevent financial crime involving individuals and entities.
- Reviewed screening alerts that resulted in possible matches requiring compliance (level 1 and 2) advisement.
- Strong understanding in AML and sanctions.
- Investigations / decisions are completed within SLAs with 100% quality
- Gather customer or connected party information from AML compliance-approved websites (e.g., world check, internal systems, google, CDD tool)
Additional Responsibilities
- In 2024 have cross trained for payment screening level 1 review.
- Prepare end-of- day (EOD) reports for Sri Lanka.
- Prepare RFI ageing report daily.
- Have cross trained for HK name screening
Network & Svcs Operation Associate
Accenture
Bengaluru
11.2019 - 02.2022
- Handling customer's inventory which has data related to activation of the network.
- Helping client service managers by providing the reports in order to present the data to the clients on the requested date.
- Conducted inventory checks to ensure accuracy of shelf stock.
Education
Bachelor of Commerce - Accounting And Taxation
Banglore University
Bengaluru 06-2019
Skills
- Risk management
- End-of-day reporting
- Attention to detail
- Communication
- Multi tasker
- Problem solving
Tools worked On
- World check.
- CDD
- OBS
- GCD
- HUB
- FIRCO SOFT
- OWS
- UCM
Achievements & Awards
- Super star performer of the month (Dec 2024)
- Won multiple medals during HSBC (GSC sports day 2024) 2 prize in push up challenge. 3rd price in 4*100mts relay
- Played in "TUG OF WAR" event
Certification
- Certified investment Banking Operations Professional
Interest
- Business & Finance
- Sports & Fitness
- Travel
- Automobile
Activities
- Actively participated in all the sports and extra curriculum activities organised by HSBC.
- Volunteer in social welfare activities.
Languages
Kannada
First Language
Kannada
Proficient (C2)
C2
English
Proficient (C2)
C2
Tamil
Intermediate (B1)
B1
Timeline
Sr Associate
HSBC Electronic Data Processing
02.2023 - Current
Network & Svcs Operation Associate
Accenture
11.2019 - 02.2022
Bachelor of Commerce - Accounting And Taxation
Banglore University
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