Bhavesh Kumar Gupta
Assistant Manager
Bangalore,KA
Summary
Assistant Manager with 10 years of expertise in data analysis, AML KYC, auditing, and compliance. Proven track record in investigating large datasets to ensure precise evaluations of systems and practices. Skilled in audit processes, contributing to enhanced compliance and operational efficiency.
Overview
10
10
years of professional experience
1
1
Certification
2
2
Languages
Work History
Assistant Manager
BNP Paribas India Solutions Pvt. Ltd
10.2022 - Current
- Modified work schedule to fulfill seasonal and business requirements.
- Possessing background in Internal Audit
- Background in Quality Assurance
- Demonstrating experience in collaboration with onshore teams, compliance, and regional teams, especially in escalation of unresolved QA review findings.
- Strong grasp of legal frameworks for diverse client categories: financial institutions, corporate entities, NBFIs, trusts, government agencies, private firms, funds, SPV etc.
- Leverage AML / KYC solutions such as SWIFT KYC Registry, Factiva, Bankers Almanac, etc.
- Facilitate orientation for new team members while updating current staff on changes
- Functioned as liaison, promoting effective dialogue between management and associates.
- Effectively facilitated conflict resolution between associates to foster improved teamwork and minimize work interruption.
- Executed responsibilities as key-holder, supervising business opening and closing activities.
- Analyzed and solved complex issues by utilizing sophisticated analytical and troubleshooting techniques.
- Elevated customer satisfaction by swiftly and effectively managing inquiries and complaints.
- Developed and assisted new team members, promoting environment of teamwork.
- Leveraged Microsoft tools to generate correspondence, enhance spreadsheets, and build presentations.
- Refining Customer/Account file management to meet Anti-Money Laundering/Know Your Customer Documentation Standards according to established timelines, alongside executing procedures for onboarding new clients
- Detect red flags and assess alerts through risk-focused strategy.
- Exhibits self-motivation and performs autonomously with limited oversight.
- Exhibited strong organizational and time management skills with capability to handle multiple responsibilities and tasks concurrently
- Performs detailed research and background checks on individuals, entities, organizations, or locations to recognize and reduce associated sanctions, credit, financial crime, and reputational risks with comprehensive documentation of results.
- Analyzes customer accounts, associated parties, and transactions presenting moderate risk and complexity for appropriateness determination
- Assesses customers, prospects, and transactions using multiple regulatory reporting lists and regionally focused sanctions watch lists.
- Analyzes risks to identify compliance with sanctions, regulations, and BSA/AML guidelines.
- Guarantees compliance with federal and state anti-money laundering laws and regulations, encompassing Bank Secrecy Act and diverse sanctions regulations, according to policies and procedures defined by bank.
- Submitted regulatory reports and requests while ensuring adherence to guidelines. Collaborated with peers and business managers regarding due diligence outcomes. Communicated with external stakeholders to clarify findings from assessments.
- Establishes and conducts training sessions or provides guidance to junior consultants.
- Oversaw work requests, consistently meeting and surpassing performance standards. Actively contributed as subject matter expert in moderate to complex project initiatives.
- Ensuring compliance with Anti-Money Laundering/Know Your Customer procedures for newly on-boarded clients
- Gather and assess AML records per existing KYC guidelines
Associate Consultant
EY Global Delivery Services India LLP, Kochi
01.2022 - 10.2022
- Alert compliance regarding fraudulent or suspicious documentation or identification
- Expertise in Enhanced Due Diligence and High-Risk triggers
- Expertise in New Business / Periodic Review Team as Senior SME
- Possessing experience collaborating on IDD project with Senior Management team
- Recognized by Compliance Screening team
- Leading Team of 15-20 Members
- Proficient in Microsoft Office Suite (Word, Excel, Outlook, PowerPoint) skills
- Maintained comprehensive records of daily progress to pinpoint and rectify areas requiring enhancement.
- Experience in Financial Crime Compliance – Sanctions Screening (Customer & Transaction), PEP & Adverse Media Screening
- Experience utilizing screening tools such as World Check, Lexis Nexis, Prime, FIRCO Soft, FACTIVA Press
- Reviewed transactions and profiles of high-risk customers, including casinos, MSBs, and payment processors, to assess controls and activities.
- Expertise in control testing or transaction monitoring
- Expertise as Subject Matter Expert / Emerging Lead
Senior Associate
State Street Corporation Pvt. Ltd., Bangalore
01.2018 - 01.2022
- Formulated work plans that meet stakeholder specifications.
- Coached and encouraged new team members, promoting culture of collaboration.
- Proactively addressed conflicts among associates to strengthen collaboration and avert disruptions in workflow.
- Evaluated and resolved complex issues by employing sophisticated analytical and troubleshooting methods.
- Increased customer satisfaction by rapidly and adeptly addressing inquiries and complaints.
- Modified work shifts to align with fluctuating seasonal and business needs
Associate
Quess Corp (On contract basis for client State Street Corporation Pvt. Ltd.)
04.2016 - 01.2018
Education
Bachelor of Engineering - Computer Science
Rajiv Gandhi Technical University
Bhopal06.2015
Higher Secondary Education - Physics, Chemistry, Math
Govt. Ganga Singh Inter College
Charkhari07.2010
High School - Physics, Chemistry, Math
St. James High School
Charkhari07.2008
Skills
Project execution
Operational analysis
Advanced PowerPoint skills
Effective communication
Methodologies and protocols
Managing client partnerships
Critical evaluation
Development of team skills
Task oversight
Organizational strategy
Interests
Listening Music, Playing Video Games, Reading Books
Declaration
I, Bhavesh Kumar Gupta, hereby declare that the information contained herein is true and correct to the best of my knowledge and belief. Bhavesh Kumar Gupta
Strength
- Adaptable
- Team Player
- Work under pressure
- Ability to focus on Projects
Certification
AML CERTIFICATION
Timeline
AML CERTIFICATION
11-2025
Assistant Manager
BNP Paribas India Solutions Pvt. Ltd
10.2022 - Current
Associate Consultant
EY Global Delivery Services India LLP, Kochi
01.2022 - 10.2022
Senior Associate
State Street Corporation Pvt. Ltd., Bangalore
01.2018 - 01.2022
Associate
Quess Corp (On contract basis for client State Street Corporation Pvt. Ltd.)
04.2016 - 01.2018
Bachelor of Engineering - Computer Science
Rajiv Gandhi Technical University
Higher Secondary Education - Physics, Chemistry, Math
Govt. Ganga Singh Inter College
High School - Physics, Chemistry, Math
St. James High School