Bikash M
Bangalore
Summary
To work in a challenging & competitive environment where the best of my potential can be utilized to ensure translation of all the opportunities and resources in a best possible way into an achievement to contribute in growth of an organization.
Overview
8
8
years of professional experience
2016
2016
years of post-secondary education
Work History
CLM-Operation Specialist(AVP)
Wells Fargo
07.2024 - Current
- Facilitated the onboarding of non-legal entities (trusts, partnerships,foundations,associations), ensuring compliance with global AML/CFT regulations.
- Performed PEP, sanctions, and adverse media screening for non-legal entities and their associated individuals.
- Working in tools like MAOS , G-CAR and Fenergo.
- Support periodic reviews and remediation of NLE client profiles, ensuring adherence to updated regulatory requirements.
- Maintained accurate and up-to-date records of non-legal entities in compliance system, ensuring audit readiness.
- Conducted timely and detailed due diligence reviews to meet required quality standards.
- Monitor and respond to group mailbox queries efficiently.
- Send EOD Status reports to senior management after reconciliations.
KYC - Senior Associate
BNP Paribas India Solution Pvt Ltd
12.2022 - 07.2024
- Performing the required KYC screenings on customers documenting the information obtained on the clients as required by global KYC procedure
- Obtain mandatory documents and reports as per KYC requirements
- Perform necessary checks to identify politically exposed persons, sanctioned, Adverse Information on individuals and entities and mitigate risks associated with financial crimes.
- Ensure the files pass all quality and control reviews
- Escalate concerns / issues as needed as company guidelines and local requirements
- Perform research via internal and external sources, gather and analyze documentaton in accordance with regulatory and KYC requirements
- Conduct Customer Due Diligence (CDD) and Customer Screening to ensure full compliance of AML/ KYC related policies and regulatory requirements/ expectations
- Ensuring KYC due diligence reviews are undertaken to the required quality and detail on a timely basis
- Communicate within the team, Compliance, the business and IT.
FCSU- Trade Sanctions Screening - Specialist
Standard Chartered Bank
12.2019 - 11.2022
- Conducted detailed sanctions screening of transaction, customers, and vendor against global sanctions list (OFAC, HMT, EU and UN)
- Investigated and resolved potential matches, ensuring compliance with international trade and financial crime regulations.
- Responsible for processing incoming and outgoing payments in a timely and accurate manner.
- Performing Research on prospective and existing clients as well as related parties to Identify and analyze a sanctions nexus.
- Ensuring the queues are managed properly and multiple currency cut-offs are met as individual and team.
- Any suspicious activity noticed will be escalated to the Financial Crime Compliance team for further investigation.
- Knowledge on FircoSoft screening system (Firco continuity)
- Apply or Adapt changes obtained from training and the implication of any imposed sanctions or laws/regulations to the task at the hand.
PHO-Senior Executive
Standard Chartered Bank
06.2018 - 11.2019
- Worked in Various Cards and liability related queries
- Responsible for ensuring clients that all work carried out complies with standard and guidelines
- Drive team to achieve revenue targets through various channel like RD booking, FD booking, CASA lead generation
- Ensuring to be cost effective by delivering high productivity along with generation of revenue
- Providing best in class customer experience followed up by financial solutions leading to first call resolution
- Handling complaints and escalation from customers and providing end to end resolution
- Ability to multi-task, react quickly to shifting priorities and meet deadlines
- Proactive, confident and with a positive “can-do” attitude
- Able to clearly communicate technical data to non-technical colleagues and clients.
CSR -Senior Executive
EXPEDIA U.S - AEGIS INTERNATIONAL
05.2017 - 05.2018
- Work experience in Handling Various flights, hotels and Package reservations
- Respond to phone inquiries and walk-ins research flights and book reservation on SABRE and AMADEUS system
- Using a booking system to secure Holidays
- Booking airline tickets, dealing with negotiations and block with airline Carriers
- Booked hotels, cars, Activities through multiple computers booking system, demonstrated multitasking efficiency and speed
- Minimize customer dissatisfaction and increase customers loyalty as well as committed to addressing customer concern with speed, accuracy and professionalism
- Dealt with extremely high volume of phone calls, Passenger problems and challenges which kept well within company adherence and client satisfaction.
Education
B.A -
Eastern Christian College, Nagaland
12th (Intermediate) - undefined
Eastern Christian College, Nagaland
10th (Matriculation) - undefined
Merry High School, Nagaland
Skills
- Research skills
- Know Your Customer
- Sanctions
- Regulatory Compliance
- Documentation Review
- Attention to Detail
- Problem-Solving
- Adaptability
- Time Management
- Quality Assurance
Accomplishments
- Received several appreciations and accolades for on time delivery of numerous critical bulk requests.
- Active member of Fun Committee and conducted various fun activities and events.
- Member of CSR committee helped in raising funds by conducting various events in team.
- Attended various trainings to improve my skills and use the same in simplifying process.
- Trained other employees and gearing them up to handle all tasks
Additional Information
Diploma in computer application from Manipal Institute of Computer Education
Personal Information
- Date of Birth: 08/15/1994
- Nationality: Indian
- Father's Name: Mohan Prasad
- Mother's Name: Renu Devi
- Marital Status: Single
Languages
English, Hindi, and Nagamese
Timeline
CLM-Operation Specialist(AVP)
Wells Fargo
07.2024 - Current
KYC - Senior Associate
BNP Paribas India Solution Pvt Ltd
12.2022 - 07.2024
FCSU- Trade Sanctions Screening - Specialist
Standard Chartered Bank
12.2019 - 11.2022
PHO-Senior Executive
Standard Chartered Bank
06.2018 - 11.2019
CSR -Senior Executive
EXPEDIA U.S - AEGIS INTERNATIONAL
05.2017 - 05.2018
12th (Intermediate) - undefined
Eastern Christian College, Nagaland
10th (Matriculation) - undefined
Merry High School, Nagaland
B.A -
Eastern Christian College, Nagaland
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