CA Apekshya Mansukh Rajgor

• Lead the enterprise risk management framework across pension fund operations with oversight of approximately ₹7,800 crore of assets.

• Drive investment risk, liquidity risk, operational risk and governance oversight to ensure alignment with regulatory requirements and risk appetite.

• Develop and monitor risk metrics, stress testing frameworks and early warning indicators to identify emerging risks.

• Present risk assessments, portfolio analytics and governance updates directly to the Board and Board Committees.

• Oversee investment guideline monitoring, limit management and risk reporting to support informed decision-making.

• Strengthen risk governance through policy development, control enhancements and implementation of risk management best practices.

• Drive automation and technology-led improvements in risk surveillance, monitoring and reporting processes.

• Supported investment risk oversight across mutual fund portfolios within an organization managing assets exceeding ₹1 lakh crore.

• Led the implementation of FactSet risk analytics platform, enhancing portfolio risk measurement, monitoring and reporting capabilities.

• Designed and established the Risk Appetite Statement framework, strengthening risk governance, escalation protocols and decision-making processes.

• Conducted liquidity risk assessments, stress testing and scenario analysis across equity and fixed income portfolios to identify emerging risks.

• Monitored portfolio risk metrics, investment guideline compliance and concentration exposures across multiple schemes.

• Delivered risk analytics, portfolio insights and governance reports to senior management, risk committees and key stakeholders.

• Led trade surveillance activities across equity and fixed income portfolios, identifying exceptions and strengthening monitoring controls through automation initiatives.

• Collaborated with investment, compliance and operations teams to enhance risk frameworks and improve overall control effectiveness.

• PMS Operations & Leadership: Oversaw end-to-end PMS operations, including regulatory reporting (SEBI), compliance, and support to fund management activities.
• Investment Decision Support: Developed buy/sell rationales and supported portfolio positioning through structured investment analysis.

• Equity Research & Market Insights: Conducted company analysis, developed buy/sell recommendations, and tracked market developments to support investment decisions; engaged with industry and sell-side insights.
• Client & Market Communication: Developed high-quality investor communications, including market outlooks, budget insights, and fund manager views.
• Portfolio Reporting & Presentations: Delivered scheme and PMS presentations covering portfolio strategy, holdings, and performance versus benchmarks for internal and client stakeholders.

• Performance & Risk Analytics: Delivered portfolio analytics and risk insights across MF, PMS, and AIF; supported senior management and investment committee reviews.
• Risk Controls & Compliance: Managed broker empanelment, monitored regulatory limits, and ensured adherence to investment guidelines.
• Mid-Office & Trade Oversight: Led trade analysis, limit monitoring, and execution controls across portfolios.
• Surveillance & Automation: Conducted trade and dealer surveillance; enhanced automation to strengthen monitoring efficiency.
• Audit & Assurance: Performed control testing and compliance reviews to reinforce risk frameworks.

• Tax & Audit: Handled tax audits, scrutiny cases, and income tax filings in a client-facing CA firm environment.

• Audit & Compliance: Handled audits, taxation, certifications, and company law matters within a CA firm environment.