Chandu B S

Operations Support: CIP, CDD, and EDD: (Onboarding, Periodic Reviews/Renewals, and Triggers):

• Perform KYC for all corporate clients to meet the regulatory, and other international KYC requirements.
• Accountable for independent due diligence and successfully onboarding new clients in a high-quality, timely manner.
• Ensuring compliance with AML/KYC policies.
• Performing CIP, CDD, and EDD procedures for new and existing customers around the globe.
• Calculating the Financial Crime Risk Rating (Low, Medium, and High) of all clients based on their nature of business, country of origin.
• Incorporation, primary business operation locations, level of accountability, etc.
• Using tools for screening: World Check, Prime, AML Watch List, Google search, and Advanced Google search.
• Focusing on Politically Exposed Persons, NN news, and escalating the true hits to BUAMLO's.

QA Check - Responsibilities:

• Performing QA checks for NTB (new onboardings), EDR, and periodic review requests.
• Performing QA checks for all risk customers (low, medium, and high).
• Processing new onboarding requests (mutual fund/pension plan) for the NA (USA) region.
• Career Objective: OJT/Job Shadowing for new joiners.
• Mailbox monitoring, preparing reports related to KPI, attendance, and training data.
• Completing all assigned requests/trainnings without any SLA misses.

AOM (BOAT) - Responsibilities

• Performing account opening requests such as (NFSU, AM, BD) via applications such as MAP (Market access platform), MCH (Multi currency header), Instruct (Swift messege upload).
• Worked in multiple projects (IBS, IMT, GTT, Doc) within the team to enhance better skills and knowledge.
• Worked on process updates/ KOP's also provided trainings within the team in three different shifts.