Finance professional with 9 years of experience in regulatory reporting within investment banking and asset management. Skilled in preparing and reviewing regulatory reports, ensuring compliance with financial regulations, and working closely with internal teams. Strong knowledge of financial products and reporting requirements, with a focus on accuracy and meeting deadlines.
Bengaluru,Karnataka
Overview
10
10
years of professional experience
3
3
years of post-secondary education
5
5
Certifications
Work History
Manager - Global Regulatory Reporting
HSBC Electronic Data Processing India Pvt
07.2023 - Current
Manage EMIR regulatory reporting for five asset managers, ensuring timely and accurate submissions in compliance with European regulatory requirements.
Handle MiFID II transaction reporting , including manual reporting processes and rejection/error management to ensure data quality and regulatory compliance.
Perform daily and periodic control checks to validate the completeness, accuracy, and consistency of reported data.
Coordinate with internal teams to investigate and resolve reporting issues and ensure alignment with regulatory guidelines.
Prepare and submit PRIIPs KIDs (Key Information Documents) , ensuring compliance with investor protection standards.
Responsible for SEC 13F reporting , managing data collation and submission of holdings reports for institutional investment managers.
Migration Projects
Led the successful migration of MiFID II and EMIR reporting processes, including planning, coordination, and execution.
Worked closely with business and technology teams to define requirements, perform UAT (User Acceptance Testing) , and ensure smooth cutover.
Conducted post-migration validations and reconciliations to ensure continuity and compliance with regulatory standards.
Supported stakeholder communication and provided training and documentation for the new reporting framework.
Senior Analyst - Regulatory Reporting
Societe Generale Global Solution Centre
04.2018 - 07.2023
Partner with the Internal Regulatory reporting team and External reporting hub on various Regulatory policy
Carry out periodic post reporting controls to identify Regulatory reporting anomalies & rectify the issues in coordination with technology teams.
In addition, managed daily reporting activities for regulators
Worked on both OTC and ETD reporting for EMIR, HKMA, & DFA [CFTC Canada-SEC]
Change Management [Automation]
Design and implement improved Regulatory reporting and Control architecture for reducing the reliance on manual processes and resolving data quality issues
Successfully implemented solutions, Providing Business Requirements for development of reporting tools, Data Quality checks, end to end IT chain test, regression test (Projects like: EMIR -REFIT, DTCC NOA Re-arch, MKW Eligibility overriding, DUCO reconciliation & CFTC Re-write)
Successfully managed Regulatory Audits, such as NFA, AMF and also Internal audits
Senior Research Analyst
Convergys India Services Private Limited
07.2015 - 03.2017
Examining and Verifying Client signed contract with information provided by Relationship Manager
Interacting with Pricing Team, Legal Team and Relationship manager in case of any incorrect information regarding signed contract and Identify anomalies
Education
Bachelors of Commerce -
St Joseph's Evening College, Autonomous
Bengaluru
06.2012 - 05.2015
Skills
Team leadership
Skilled in Analytical, Innovation and Problem Solving
AVP Business MGT & Finance at HSBC Electronic Data Processing India Pvt. Ltd, Bengaluru, IndiaAVP Business MGT & Finance at HSBC Electronic Data Processing India Pvt. Ltd, Bengaluru, India
Funds Onboarding Analyst, CMG: US-ICG at HSBC ELECTRONIC DATA PROCESSING INDIA PVT LTD.Funds Onboarding Analyst, CMG: US-ICG at HSBC ELECTRONIC DATA PROCESSING INDIA PVT LTD.