David Stevenson Joseph
Summary
Accomplished leader with over 23 years of experience in the financial services sector, notably with J.P. Morgan, Goldman Sachs, DWS Deutsch Wealth Services,Standard Chartered Bank, and TCS India. Excelled in operations management and customer relationship management, driving significant improvements in compliance operations and fund services. Renowned for exceptional communication skills and a proven track record in enhancing team performance and revenue forecasting.
Overview
1
1
Certification
Work History
Senior Manager
TCS India Pvt Ltd
Chennai
- Current
- Delivery Head of Banking & Cards, Compliance Operations – Banking & Card Operations – Fund Transfer and Investigations and Nostro Reconciliation
- Compliance Operation – Retail Banking Customers
- Banking & Cards Operations
Asst Vice President
J.P. Morgan
Bangalore
- Head of WHEM Region for Fund Services – Boston and Dallas Fund Services
- Team Manager- Asset Management – Operations Control
Team Manager
DWS - Deutsche Wealth Service Operations International
Bangalore
- Successfully led and managed the Operations Control US team from May 06 still Oct 07 which caters to reconciliation and research of all activity from the previous business day
- The financial instruments that we cater to are Fixed Income, products like bonds and futures, Domestic and International Equities, Cash Reserve and High Yield, ARQS (Advanced Research Quantitative Strategies), various Fixed income Derivative like cycle of trade, Pension Funds, Hedge funds, Mutual Funds and Insurance and related products
- We Use Smart Stream (SSR) to reconcile our Books with Custodian Books the Information is fed via SWIFT
Senior Analysts
Goldman Sachs Services Pvt. Ltd.
Bangalore
- Began working with GS by migrating Goldman’s Treasury-related operations from the London office to Bangalore
- This involved transferring and executing the daily reconciliations of all Treasury-owned NOSTRO accounts, collaborating with cash management teams in different regions to calculate funding numbers for these NOSTRO accounts and product groups as part of the overall funding process
- I also ensured that all internal controls were followed per Sarbanes-Oxley (SOX) reporting and Client Money Reporting
Associate-Team Leader
Scope International Pvt. Ltd.
Chennai
- Spearheaded various tasks including high-value payment releases, team management, BPR initiatives, forex deal authorization, and new COPE system implementation
- Managed messaging flows, resolution of any authentication failures, and release of payments in the Office of Foreign Assets Control (OFAC) queue
Process Officer
E-Serve International Limited
Chennai
- Confidently handle back-office support for funds transfer investigations and Nostro account reconciliations for Citibank US and Citibank EMEA
- I have a strong command of clearing houses such as FED, CHIPS, EBA, CHAPS, SEPA, BACS, and other internal clearing systems
Education
Bachelor of Science - Physics
Loyola College, Chennai
01.1999
Skills
Business Forecasting Strategy Development
Customer Success Business Excellence
Thought Leadership Client Management
Project Planning and Scoping, Delivery
Stakeholder and Partner Relationships
Business Transformation Innovation
Cost Reduction and Expenditure Management
High-Impact Business Engagements
Project Management Incident Management
Operations Management (Corporate Banking, Retail Banking, Consumer Banking, Capital Markets, Wealth & Investment Banking and Asset Management)
Treasury Nostro Reconciliations Cash Management and Investigation
SWIFT Payments Messaging Fund Transfer Investigations MIFT Faster Payment CASS Switch Scheme
Commercial Lending Loan Operations
Debit Card Disputes
CIP Sanctions and Embargo Filtering
Risk Assessment and Mitigation
Fraud Investigation Operation
Financial Management
Regulatory Reporting Team Leadership
Risk and Performance
Transitioning Re-engineering
Internal External Audit
Fund Accounting Fund Services
KYC AML Due Diligence
Policy & Procedure Development
Life Cycle of Trade
Client On-boarding, Off-Boarding and Account Maintenance
Lean Six Sigma Champion Certified Master Green Belt
Quality Assurance
Key Strengths
Teamwork and Collaboration
Time management abilities
Operations management
Excellent Communication
Customer Relationship Management
Employee Coaching and Mentoring
Revenue Forecasting
Problem-solving aptitude
Data-driven decision-making
Interpersonal Communication
Multitasking Abilities
Certification
- Certified Six Sigma Green Belt
- CAMI - Certified
Languages
English
First Language
Tamil
Proficient (C2)
C2
Hindi
Elementary (A2)
A2
Timeline
Senior Manager
TCS India Pvt Ltd
- Current
Asst Vice President
J.P. Morgan
Team Manager
DWS - Deutsche Wealth Service Operations International
Senior Analysts
Goldman Sachs Services Pvt. Ltd.
Associate-Team Leader
Scope International Pvt. Ltd.
Process Officer
E-Serve International Limited
Bachelor of Science - Physics
Loyola College, Chennai
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