Dimpal Paliwal

Factor Updates :

- Managed factor updates to address and resolve money differences in settled trades, ensuring accurate financial records.
- Coordinated with brokers and custodian middle offices to resolve outstanding money differences post-trade and settle any trade-related issues.
-Sent manual instructions to custodians to amend trades and settle SPO/FEDWIRE charges as required and maintaining clear and effective communication.
-Worked with DTCC, IMAD, and RAD systems along with custody portals for processing financial transactions and communications efficiently.

Trade Operations :

-Led the migration of the new settlement process, attended client and training calls to ensure a smooth transition experience.
-Prepared SOP for all activities related to training and migration processes to ensure smooth operations.
- Managing equity and fixed income settlements for a recognized Investment Management Company, ensuring timely and accurate processing of trades.
- Monitoring mailbox and handling queries from brokers/custodians regarding trade settlements.
- Maintaining records of all trades actioned and creating daily trackers to meet client requirements.
- Performing prematching on VD-1 and highlighting discrepancies such as missing instructions, mismatches to brokers/custodians for resolution.
- Working on custodian reports to resolve unmatched trades and ensure timely matching.
- Prioritizing buy-ins, high-value, and no-fail market trades for timely settlement.

• Pre-matching, post-settlement and derivative confirmation
• Responsible for Trade Support & Trade Checkout
• Ensure the smooth settlement of all equity trades in Emerging Markets and Crest Markets
• Update the Start of the Day file for failed trades
• Manage Netting, OTC, and Exchange processes
• Audit and revise process manuals, obtaining necessary approvals for desired amendments
• Interact and follow up with agents, clients, middle office etc
• Check derivative trades confirmation for OTC and Exchange, notifying the respective trader of any discrepancies
• Prepare daily Corporate Action reports for Hong Kong, Tokyo, and London regions
• Reconcile T+1 trades, ensuring no outstanding breaks
• Send Start of Day (SOD) and End of Day (EOD) reports to the client daily
• Reconcile Life cycle events like Unwinds, Resizes, Maturities, Expiries etc