DINESH DEEPAK KADAM
Thane
Summary
Dynamic analyst with expertise in market surveillance and regulatory compliance, honed at Nomura Services India Pvt Ltd. Proven ability to conduct in-depth investigations into market abuse, utilizing advanced automated monitoring systems. Exceptional research proficiency and customer communication skills drive successful outcomes in fast-paced environments.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Senior Analyst
Nomura Services India Pvt Ltd
07.2022 - Current
- Conduct thorough reviews, analyses, and investigations into market abuse trading activities like wash trading, spoofing, ramping, etc., using an advanced automated monitoring system at Level 1
- Follow the defined review process as per operating guidelines
- Document and upload analysis results and relevant material for record-keeping
- Address alerts within target timelines without compromising analysis quality
- Utilize research tools (e.g., Bloomberg, Reuters) to gather transaction-related information
- Promptly escalate suspicious trading activity for further investigation
- Ensure timely MIS generation and reporting of daily activities
- Collaborated with cross-functional teams to streamline reporting processes and improve efficiency.
Capital Market Investigator
BNP Paribas India Solutions
06.2021 - 07.2022
- Review analyse and investigate market abuse trading activity like wash, spoofing, ramping etc
- Generated by an automated monitoring system AT LEVEL 1 in accordance with relevant review process as defined in the operating guidelines
- Obtain and upload analysis results and relevant material for record keeping purposes and conclude the alerts with the indicative target timelines without compromising the quality and completeness of the analysis
- As necessary, use available research tools (e.g
- Bloomberg, Reuters) to identify publicly available information concerning transactions to be identified for further investigation
- Escalate suspicious trading activity deserving of further investigation
- MIS and reporting of daily activities on timely manner
Senior Equity Dealer
IIFL SECURITIES LTD
12.2019 - 06.2021
- Handling client calls
- Buying & Selling of shares
- Confirmation & execution of orders
- Promoting financial products
- Research and identify trading strategies and methods leading to greater profit and income for clients
- Evaluate financial risks and decide on trading based on available data
Assistant Manager – Customer Service
KOTAK SECURITIES PVT LTD
10.2018 - 12.2019
- Maintaining a positive, empathetic and professional attitude toward customers at all times
- Responding promptly to customer inquiries
- Ensure customer satisfaction and provide professional customer support
- Acknowledging and resolving customer complaints
- Knowing our products inside and out so that you can answer questions
- Processing orders, forms, applications, and requests
- Keeping records of customer interactions, transactions, comments and complaints
- Communicating and coordinating with colleagues
- Providing feedback on the efficiency of the customer service process
Sales Executive
BRICKSQUAD SERVICES PVT LTD
02.2017 - 10.2018
- Organizing sales visits
- Demonstrating and presenting products
- Establishing new business
- Maintaining accurate records
- Attending trade exhibitions, conferences and meetings
- Reviewing sales performance
- Negotiating contracts and packages
- Aiming to achieve monthly or annual targets
Education
Bachelor of Commerce -
Sheth N. K. T. T. College Of Commerce And Sheth J. T. T. College Of Arts
Thane01.2017
Higher Secondary School Certificate -
Sheth N. K. T. T. College Of Commerce And Sheth J. T. T. College Of Arts
Thane01.2014
Secondary School Certificate -
Home of Faith English High School
Thane01.2012
Skills
- Market surveillance
- Regulatory compliance
- Automated monitoring
- Research proficiency
- Customer communication
- Research and analysis
- Finance
Certification
NISM (National Institute of Securities Markets) NISM SERIES VIII Equity and Derivatives, 71.25%
Languages
- English
- Hindi
- Marathi
- Tamil
Timeline
Senior Analyst
Nomura Services India Pvt Ltd
07.2022 - Current
Capital Market Investigator
BNP Paribas India Solutions
06.2021 - 07.2022
Senior Equity Dealer
IIFL SECURITIES LTD
12.2019 - 06.2021
Assistant Manager – Customer Service
KOTAK SECURITIES PVT LTD
10.2018 - 12.2019
Sales Executive
BRICKSQUAD SERVICES PVT LTD
02.2017 - 10.2018
Bachelor of Commerce -
Sheth N. K. T. T. College Of Commerce And Sheth J. T. T. College Of Arts
Higher Secondary School Certificate -
Sheth N. K. T. T. College Of Commerce And Sheth J. T. T. College Of Arts
Secondary School Certificate -
Home of Faith English High School
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