Divya Srivastava
Team Lead
Gurgaon,HR
Summary
Team Lead in Global Compliance with expertise in risk compliance, vendor due diligence, and financial analysis. Delivered impactful project outcomes through strategic research and risk management solutions. Focused on aligning with business needs while driving results and fostering collaboration across teams.
Overview
2
2
Languages
13
13
years of professional experience
Work History
Senior Associate in Risk and Reputation Office
Deloitte Shared Services India LLP
05.2023 - 11.2023
- As a Sr. Associate of the RRO team, she handled an internal tool called Service Request Management (SRM) as a primary point of contact and resolved queries raised by partners and different teams while coordinating with global teams to maintain a smooth workflow.
- As an AML KYC analyst, he performed AML screening, CDD, and EDD on prospects and new/existing customers in accordance with the bank’s policies and procedures for a European-based bank and a bank based in Dubai.
- Executed sanction and PEP screening for a European bank in Denmark, focusing on KYC checks.
- Ensured compliance with Deloitte policies by drafting conflict check reports using the firm’s automated conflicts database and consulting with partners.
- She participated in periodic reviews for clients based in the United Kingdom at an MNC company, focusing on high-risk, medium-risk, and low-risk clients.
- Utilized various tools and databases including Lexis Nexis, World Check, and Factiva for research and compliance purposes.
- She undertook multiple due diligence projects across diverse industries and international jurisdictions, handling preventive and detective fraud-related aspects, quality checks, in-depth reviews, and project management.
- Accumulated seven years of professional experience in the field.
Senior Associate – Independent Quality Control
Fidelity International
01.2014 - 05.2019
- Accumulated five years of experience in the industry
- Analyzed market trends and performance metrics to inform investment strategies.
- Mentored junior associates, fostering professional growth and enhancing team performance.
- Collaborated with stakeholders to refine service delivery processes, ensuring compliance with regulatory standards.
- Led cross-functional teams to enhance operational efficiency and streamline workflows.
Lead Analyst
Ernst And Young GDS
12.2024 - Current
- Lead data analysis initiatives to identify trends and inform strategic decision-making.
- Presented findings to senior leadership, effectively communicating complex data-driven insights in an easily digestible format for non-technical audiences.
- Presented findings to stakeholders, ensuring alignment on project goals and deliverables.
- Led cross-functional teams for successful completion of projects, ensuring timely delivery and client satisfaction.
- Collaborated with cross-functional teams to optimize project workflows and improve efficiency.
- Improved overall team efficiency by streamlining processes and implementing new analytical tools.
- Reduced operational risks with thorough assessments of business processes, identifying gaps and recommending improvements.
- Developed strong relationships with clients, resulting in increased trust and repeat business engagements.
- Developed comprehensive reports to enhance client engagement and service delivery.
- Entered and organized data into the database system for easy access.
- Mentored junior analysts, providing guidance on best practices and fostering a supportive learning environment.
Forensic & Integrity Services
EY LLP
03.2022 - 01.2023
- As an AML KYC analyst he was responsible for performing AML Screening and CDD and EDD on prospects and new/existing customers in accordance with the bank's policy and procedures for European-based bank and for a bank based in Dubai.
- Conducted sanction and PEP screenings for a European bank operating in Denmark, including KYC checks.
- Self-motivated, with a strong sense of personal responsibility.
- Worked effectively in fast-paced environments.
- Skilled at working independently and collaboratively in a team environment.
Education
MBA - Finance
Galgotias Institute of Management And Technology
Greater Noida 04.2001 -
Skills
Risk assessment
Compliance testing
Due diligence
Project management
Stakeholder engagement
Performance monitoring
Project coordination
Team leadership
Team supervision
Training and mentoring
Roles And Responsibilities
- As a Sr. Associate of RRO team, she was responsible for handling an internal tool called Service Request Management (SRM) as a primary point of contact and resolving queries raised by Partners, different teams and coordinating with global teams to ensure smooth workflow.
- As an AML KYC analyst, she was responsible for performing AML Screening and CDD and EDD on prospects and new/existing customers in accordance with the bank's policy and procedures for a European based bank and for a bank based in Dubai.
- She has worked on Sanction and PEP screening for a European bank operating in Denmark. Checks related to KYC.
- Aiding for compliance with Deloitte policies and guidance. Drafting conflict check reports using the firm's automated conflicts database and communicating with the partners; collaborating with the directors and staff to determine whether any conflict exists for a particular engagement.
- She has been a part of a Periodic review for the clients based in United Kingdom in an MNC company. Work has been performed around High risk, Medium Risk and Low risk clients.
- She is well versed with various tools and databases such as Lexis Nexis, World Check, World Compliance, Factiva, KBO, Kadaster, Company Info, Graydon, Dow Jones, among other national and international databases.
- She has undertaken multiple due diligence projects across diverse industries and international jurisdictions handling both preventive and detective fraud related aspects, quality checks, in-depth reviews and project management.
Training
- She has undertaken multiple trainings in the fields of forensic fraud investigations and digital forensics.
- She has undergone trainings for accounting and financial statements analysis, analysis of corporate annual report, excel skill, and project management.
Timeline
Lead Analyst
Ernst And Young GDS
12.2024 - Current
Senior Associate in Risk and Reputation Office
Deloitte Shared Services India LLP
05.2023 - 11.2023
Forensic & Integrity Services
EY LLP
03.2022 - 01.2023
Senior Associate – Independent Quality Control
Fidelity International
01.2014 - 05.2019
MBA - Finance
Galgotias Institute of Management And Technology
04.2001 -