Ganesh Chandra Patro
Financial services & Investment Banking Operations
Summary
Over 23 years of hands-on experience in various activities of Financial Services & Investment Banking Operations. Currently associated with operations for Capital Markets, Share Transfer Agency, Corporate actions, Asset Management Services.
Overview
25
25
years of professional experience
Work History
Assistant Vice President– Operations
KFin Technologies Ltd
2 2018 - Current
- Heading the daily operations for Transfer Agency activities
- Execution of various corporate actions (Mandatory & Voluntary): Dividend Distribution, Bonus of shares, Splitting of shares, Merger / De-Merger activities, Rights issues, Tenders/Open offers
- Re-registration of shares, re-issuance of shares, Dematerialization of shares
- Reconciliation of client money and stocks kept in Escrow/suspense/Trustee accounts
- Publishing the periodic reports with client companies to submit with concern regulatory authorities
- Understanding the client and regulatory requirements and accordingly work with legal, risk & compliance and IT teams to implement the necessary change management system
- Coordinating with Client companies, Depositories and stock exchanges and Banks to complete various activities within the timelines
- Client / Investor / Regulators queries management.
Manager
Broadridge Financial Solutions (India) Private Ltd
09.2013 - 02.2018
- Managing the day to day operations for various corporate actions and Investment services for global markets
- Reconciliation/ reporting of the client assets(cash/stocks) kept in GL/suspense accounts
- Coordinating with various custodians & brokers with regard clear the pending claims in the process of stock loan/borrow
- Engage in improving processes through reengineering and automations.
Assistant Manager – Operations
Infosys BPO Limited
08.2008 - 09.2013
- Share Registry operations for Global client: Re-registration of shares, Estate registrations, Distribution of shares & Dividends, Issuance of duplicate shares, maintenance of shareholder records
- Investment Services: Client on boarding, KYC & Anti Money Laundering (AML) checks, transfer In/Out of investment accounts, setup the account limits
- Reconciliation of various client money accounts maintain the assets of the customers, issuance/re-despatch of pending customer payments.
Manager (Band-1) – Operations
M/s CAMEO Corporate Services Ltd.
12.2006 - 08.2008
- In charge for the entire activities relating to Public Issues (IPO), Bonds Issues, open/cash/tender Offers, Transfer of shares & related process, various Corporate Actions, and Managing the Client Money and Shares
- Auditing and Analysis of various MIS Reports
- Attending the Clients, Bankers and Investor queries and solving the same within the reasonable time limits.
Assistant Manager– Operations
M/s Karvy Computershare Pvt. Ltd.
10.1999 - 12.2006
- Reconciliation of the Client and Investors Money in related to various Initial Public Offers (IPO), Mutual Funds (MF), and Dividend payment Accounts and Refund Accounts
- Participated the entire exercise of various IPOs, MFs and Corporate Actions
- Handling grievances of stake holders, particularly of investors relating to queries of the public issues
- Attending the complaints, requests and queries of investors, which were received by way of letters, mails and faxes and reverting with the reply copies in the same mode as we were received
- Supervising transfer and transmission of securities and other related activities
- Attending various customer queries and complaints.
Education
Bachelor in Science (B.Sc) - Computer Science
Andhra University
04.2001 - 04.1998
Masters in Business Administration (MBA) - Finance & Marketing
Sikkim Manipal University (CDE)
Skills
Operations Management
Process Improvements
Data Analysis
Customer Service Management
Transitional Responsibility International Assignments
- Guernsey, UK, Leading onsite team on behalf of Infosys BPO for Due diligence & process documentation of the process for UK based Wealth Management Service provider, 01/2013
- Worthing, UK, Leading onsite IOT team on behalf of Infosys BPO for transition of the process knowledge from UK based Financial Services firm (Registration Services), 11/2010
- Scotland, UK, Leading onsite IOT team on behalf of Infosys BPO for transition of the process knowledge from UK based Financial Services firm (Investment Services), 08/2008
Certifications
- Basic Module (Introduction to the Securities Market) & ISA administration from Securities Investment Institute (CISI), UK
- NISM in Registration activities.
Timeline
Manager
Broadridge Financial Solutions (India) Private Ltd
09.2013 - 02.2018
Assistant Manager – Operations
Infosys BPO Limited
08.2008 - 09.2013
Manager (Band-1) – Operations
M/s CAMEO Corporate Services Ltd.
12.2006 - 08.2008
Bachelor in Science (B.Sc) - Computer Science
Andhra University
04.2001 - 04.1998
Assistant Manager– Operations
M/s Karvy Computershare Pvt. Ltd.
10.1999 - 12.2006
Assistant Vice President– Operations
KFin Technologies Ltd
2 2018 - Current
Masters in Business Administration (MBA) - Finance & Marketing
Sikkim Manipal University (CDE)
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