Summary
Overview
Work History
Education
Skills
Certification
Languages
Hobbies and Interests
Personal Information
Activities
Timeline
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Gaurav Srivastava

Mirzapur

Summary

Dynamic Senior Analyst with proven expertise in KYC processes and risk assessment at Anaptyss. Demonstrated ability in transaction monitoring and suspicious activity reporting, ensuring compliance and mitigating risks. Strong analytical skills complemented by effective team collaboration, consistently enhancing operational efficiency and supporting new joiners in navigating complex processes.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Senior Analyst

Anaptyss
Noida
04.2025 - Current
  • Working as an Acting SME or Floor Walker, with a 50% production contribution. Guiding new joiners and helping them with the process and queries.
  • In my production, I have to perform every single case from scratch, whether the customer is Standard Risk, High Risk, or PEP.
  • I have to do detailed transaction monitoring, if in case it's a high risk customer or PEP, I also have to check negative or adverse media and other risk indicator points.

Analyst

HCLTECH
Lucknow
10.2024 - 03.2025
  • Worked as part of the AML KYC - Ongoing Due Diligence Analyst Team to conduct compliance reviews for existing business customers.
  • In accordance with AML, KYC compliance.
  • Track the suspicious activity, and we need to call out and explain from where this transaction is coming.
  • With the help of application tools like (NBP, VISION-NET, PROCESS PORTAL).
  • I have to do detailed transaction monitoring if, in case it's a high-risk customer or PEP; I also have to check negative or adverse media, and other risk indicator points.
  • I have to update the demographics based on transactions, information available on social media, banking tools, or payment logs. On the basis of demographics and transaction monitoring, we have to prepare a detailed ODD form.
  • If I find any suspicious transactions in the payment log, it's mandatory to call it out in the ODD form, as well as prepare a SAR and attach it with the ODD form for further STR raised.
  • When the ODD is completed and closed, we update the SharePoint, and tag the customer as satisfactory or unsatisfactory for the customer to maintain the account with the bank.
  • As a KYC analyst, it is important to ensure that due diligence is conducted on new and existing customers as per the company's policy.
  • To demonstrate proficiency with regulatory technology, quantify the impact of risk mitigation, and showcase cross-functional collaboration.

AML KYC Analyst & Peer Reviewer

NTT Data Services
Noida
02.2023 - 10.2024
  • Worked as part of AML KYC - Enhance Due Diligence Analyst Team to conduct compliance reviews for Existing customers
  • In accordance with AML KYC Compliance
  • We assess the risk rating of the personal customers (Only personal accounts) based on periodic reviews or trigger events (Suspicious Activity identified or highlighted by the bank)
  • Validate customer details like (Name, Address, Product, DOB employment details and geographical location etc.) Simultaneously checking if review is Existing one (Duplicate or Risk adjusted)
  • We use Application like Customer link, Service link, TSYS, HCL Toscana, Docviewer, Clams to Cms, Fibos, to cross check and update customer details E.g., ID&V, Change of address etc
  • Post this we prepare the Calculation sheet to check how cash % (How much he is transacting in cash) and same is attached with the review in KYCnet Application
  • We also check the jurisdiction of the client
  • Promoted from Analyst to Peer Reviewer - 16th August 2023
  • The Peer Reviewer performs a four-eye check (Audit) for reviews attempted by the analyst on KYCnet Application
  • All reviews that are incomplete and incorrect are send back to the analyst for correction by the Peer Reviewer
  • In scenarios where we are not able to fetch critical details or identity documents, we refer to our relationship manager
  • All Referrals that are received back from relationship manager post their comments are completed by Peer Reviewer as EDD Completed
  • As peer Reviewer conducted hand holding sessions for all new joiners to help them get a better understand of the process and applications
  • Attended CSR (Corporate Social Responsibility) as a volunteer for bags and stationary distribution at Government Composite School, Hoshiarpur Noida U.P
  • Attended CSR (Corporate Social Responsibility) as a volunteer for Seed ball making activity in Noida U.P
  • Analysed customer documents for KYC compliance, identifying discrepancies and mitigating potential risks.

Analyst

hero fincorp
Mirzapur
02.2020 - 12.2022
  • Customised service offerings to accommodate consumer needs.
  • Finance the two vehicle of the customer and offer the best deal to satisfied the customer
  • Analyse the customer document before processed the case with the help of there KYC document

Business Development Manager

TATA MOTORS FINANCE
Meerut
01.2017 - 01.2018
  • Surpassed sales and customer service targets, consistently exceeding established KPIs.
  • Implemented CRM systems to track client interactions and sales pipeline, improving efficiency and customer service.
  • Researched prospective clients to develop and execute cold call lists.
  • Maintained detailed record of sales activities and compared trends to identify underserved areas and opportunities for improvement.

Education

Bachelor of Science - Mathematics

Swami Vivekananda Subharti University
Meerut

GED -

National Institute of Open Schooling
N.i.o.s

High School Diploma -

Vindhyavasini Public School (CBSE)
Mirzapur

Skills

  • Microsoft Excel
  • Risk assessment
  • Data analysis
  • Customer due diligence
  • Suspicious activity reporting
  • KYC processes
  • Peer review
  • Application tools usage
  • Transaction monitoring
  • Team collaboration
  • Critical thinking
  • Problem-solving
  • Multitasking capacity
  • Finance
  • Microsoft Word
  • Microsoft PowerPoint

Certification

Training champion (TC)

Languages

  • English
  • Hindi

Hobbies and Interests

  • Watching movies
  • Love to travel and explore
  • Enjoying music

Personal Information

  • Date of Birth: 07/19/94
  • Gender: Male
  • Nationality: Indian
  • Marital Status: Married

Activities

  • Attended CSR (Corporate Social Responsibility) as a volunteer for bags and stationary distribution at Government Composite School, Hoshiarpur Noida U.P.
  • Attended CSR (Corporate Social Responsibility) as a volunteer for Seed ball making activity in Noida U.P.

Timeline

Senior Analyst

Anaptyss
04.2025 - Current

Analyst

HCLTECH
10.2024 - 03.2025

AML KYC Analyst & Peer Reviewer

NTT Data Services
02.2023 - 10.2024

Analyst

hero fincorp
02.2020 - 12.2022

Business Development Manager

TATA MOTORS FINANCE
01.2017 - 01.2018

Bachelor of Science - Mathematics

Swami Vivekananda Subharti University

GED -

National Institute of Open Schooling

High School Diploma -

Vindhyavasini Public School (CBSE)

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Gaurav Srivastava