Summary
Overview
Work History
Education
Skills
Rewards Recognitions
Self Declaration
Personal Information
Timeline
GIRISH S J

GIRISH S J

Bengaluru

Summary

Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.7 years of relevant experience in the financial services industry in AML/KYC. 2 years of experience in Investment banking. Knowledge of Sanctions, Terrorist Financing, SAR Filings. Client screening processes.

Overview

12
12
years of professional experience
2
2
Languages

Work History

Regulatory Compliance Senior Analyst

Accenture Solutions Private
Bengaluru, India
04.2022 - Current
  • Trained and mentored junior staff on creation of Service Requests sent for customers for RFI.
  • Assigned tasks to junior staff based on case aging for meeting SLA.
  • Raising RFI's to the business if required and follow up with the business for required documents.
  • Verifying the documents provided by the client for making decision on the cases.
  • Conducting overall review of the account to identify potential risk of Money laundering.
  • Conducting adverse media and public domain checks on customer's to ensure accuracy on investigation.

Senior Fraud Analyst (FIU)

Concentrix
Bengaluru, India
07.2021 - 04.2022
  • Reviewing the case as per the trigger for which the case has been created
  • Making deep dive analysis by monitoring the transaction activity of the user and preparing RBI notes to support the analysis of the case
  • SAR filing based on the investigation and reporting to the NCA (National Crime Agency)
  • Reviewing the KYC documents provided by the customer by using appropriate tools provided.
  • Collaborated with team members to discuss fraud trends and brainstorm methods to combat this type of crime.

Transaction processing officer

Mphasis
04.2017 - 05.2021
  • Transfer of assets from client to contra firm as requested by the client
  • Transfer of stocks, cash, mutual funds through ACAT and NON-ACAT firms Knowledge of working in queue’s like OUT, Gift Mutual funds and NON-ACAT
  • Use of DTC numbers to transfer stocks, cash as per client’s request.

AML Analyst

RBS business services Pvt Ltd
02.2012 - 08.2013
  • Investigate and asses alerts relating to potential money laundering risks
  • Ensure efficient identification of activities and transactions considered suspicious
  • Escalating suspicious alerts to next level
  • Maintained a strong investigative skills & ability to work independently.

Education

MBA - Finance and Marketing

The Oxford College of Business Management, Bengaluru, India
07.2011
  • Aggregate: 69.39%
  • Period: 2009-2011

BBM - Finance

MES Institute of Management, Bengaluru, India
05.2009
  • Aggregate: 61.44%
  • Period: 2006-2009

PUC - Commerce

Rajajinagar PU College, Bengaluru, India
06.2006
  • Aggregate: 65.50%

SSLC -

Mother Theresa High School, Bengaluru, India
2004
  • Aggregate: 70.72%
  • Period: 2004

Skills

Rewards Recognitions

  • Achieved star performer award for assessing more number of alerts with maintaining required accuracy level.
  • Received appreciation from Team leader and Manager for performing good quality of work and ensuring work being completed within the set time.
  • Achieved “Best New Comer” for processing maximum number of cases.

Self Declaration

I hereby declare that the above data are true to the best of my knowledge.

Personal Information

Date of Birth: 12/13/88

Timeline

Regulatory Compliance Senior Analyst - Accenture Solutions Private
04.2022 - Current
Senior Fraud Analyst (FIU) - Concentrix
07.2021 - 04.2022
Transaction processing officer - Mphasis
04.2017 - 05.2021
AML Analyst - RBS business services Pvt Ltd
02.2012 - 08.2013
The Oxford College of Business Management - MBA, Finance and Marketing
MES Institute of Management - BBM, Finance
Rajajinagar PU College - PUC, Commerce
Mother Theresa High School - SSLC,

Similar Profiles

CREATE PROFILE
GIRISH S J