Summary
Overview
Work History
Education
Skills
Certification
Addresss
Timeline
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Harikrishnan PN

Investment Banking Analyst
Ernakulam

Summary

  • A Management graduate having 7 years of experience in Banking and Financial services industry, currently working as a Senior Analyst at Natwest Markets, Chennai in Regulatory Life Cycle Management and Client Data Management. Experience on Risk Management functions, Foreign Exchange & Investment Banking Functions.
  • Pursue a successful, challenging & exciting career while being able to dispense my maximum potential to the benefit of the organization and, at the same time acquiring knowledge on the road to success.

Overview

8
8
years of professional experience
7
7
years of post-secondary education
2
2
Certifications
4
4
Languages

Work History

Senior Analyst - Investment Banking

Natwest Markets
Chennai
03.2022 - Current
  • Works as a Regulatory Analyst in Regulatory Life cycle Management team performing Regulatory Due Diligence for clients in different market regulations Dodd Frank, EMIR, MIFID, Canadian & 15a6 Policies.
  • Performing standard client exit check on High Risk (AML Clients) & Exit Teared clients and facilitate off boarding of clients from Natwest systems.
  • Supporting on Dodd Frank Long Term Remediation project.
  • Handled all critical process of Client Exits & Deactivation of within 6 months including 4 eye verification.

Risk Management Analyst

Ernst & Young
Kochi
11.2019 - 03.2022
  • Worked as an Individual Contributor (IC Role) Risk Management Analyst at RMS -Conflict Check Team.
  • Identify the potential conflict of interest and also serve as a means of detecting other risks specific to EY that are associated with acting for certain entities and carrying out certain types of work.
  • Research in propriety EY databases & External databases to identify the current & historical relationships of EY with the various parties involved in an engagement.
  • Analyze the research to identify any probable conflicts of interest if any, and outline the steps to be taken by client service teams to mitigate those threats.

Assistant Manager

Thomas Cook India Ltd
Kochi
02.2018 - 11.2019
  • Customer On boarding and Corporate On boarding.
  • Handles Forex Sales Support for corporate division and retail segment.
  • Facilitates cross border payments for Education Forex and Maintenance of Close Relative segments.
  • Generated repeat business through exceptional customer service and responded to customer concerns with friendly and knowledgeable services

Investment Banking Analyst

Royal Bank of Scotland
Chennai
11.2015 - 01.2018
  • Client Data Management - Creation, Maintenance & Deletion of counter party and settlement instructions.
  • Products Managed: FX/MM, Dealing with Derivatives, Futures, Fixed income, Lending etc
  • Performance of Sanity Checks like KYC Check, Red Alert and AML checks before setting up of client in the RBS systems.
  • Application proficiency: Nucleus, Agile Markit, Dun & Bradstreet,Qlikview,Client Tracker Tool

Education

MBA - Finance & Marketing

St. Berchmans College
Kottayam, Kerala
06.2013 - 06.2015

Bachelor of Commerce -

MG University
Kottayam, Kerala
06.2009 - 05.2012

Higher Secondary -

Board of Public Examination
Ernakulam, Kerala
06.2007 - 03.2009

Senior Secondary -

Board of Public Examination
Ernakulam, Kerala
06.2006 - 03.2007

Skills

Flexible and Adaptable

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Certification

Certification in IFRS

Addresss

SNRA 240, Pottathil House

Pandathil Lane Eroor North PO

Thripunithura, Ernakulam

Kerala, India

Pin: 682306

Timeline

Senior Analyst - Investment Banking

Natwest Markets
03.2022 - Current

Risk Management Analyst

Ernst & Young
11.2019 - 03.2022

Assistant Manager

Thomas Cook India Ltd
02.2018 - 11.2019

Investment Banking Analyst

Royal Bank of Scotland
11.2015 - 01.2018

Certification in IFRS

08-2015

MBA - Finance & Marketing

St. Berchmans College
06.2013 - 06.2015

Bachelor of Commerce -

MG University
06.2009 - 05.2012

Higher Secondary -

Board of Public Examination
06.2007 - 03.2009

Senior Secondary -

Board of Public Examination
06.2006 - 03.2007

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Harikrishnan PNInvestment Banking Analyst