Harish Sambathkumar
Lead Compliance Officer (Vice President)
Chennai
Summary
Overall 11+ years of experience as Data Analytics, Business Analyst, data governance, Quality analyst, Audit, Conduct Risk, Automation, Data Modeling, Mining, Cleansing, Transformation, DAX, ETL.
Proficient in BI Tools (Business and Key level Management Reports) using different BI Tools.
Ability to effectively self-manage during independent projects, as well as collaborate in a team setting.
Proven track record of serving as an effective liaison between companies and their potential
Overview
12
12
years of professional experience
7
7
years of post-secondary education
3
3
Certifications
Work History
Lead Compliance Officer (Vice President)
Wells Fargo
Chennai
01.2024 - Current
- Gathered requirements from users and implemented processes from inception to delivery.
- Created a monthly governance tracker for audits, ensuring compliance and transparency.
- Developed JIRA Automation workflows to enhance efficiency and streamline processes.
- Designed an intake page in Confluence using HTML Macro, improving accessibility and user experience.
- Updated Business Requirement Documents (BRDs) based on user feedback and evolving business needs.
- Conducted quality assurance (QA) and quality control (QC) for monthly reports and RMP risk metrics, ensuring accuracy and reliability.
- Performed data quality checks on database tables/objects to verify correct mapping and functionality.
- Designed and maintained a SharePoint page for intake requests, improving request management.
- Provided technical support for Operational Readiness Planning (ORP) by reviewing BRDs and Functional Specification Documents (FSDs).
- Implemented multiple process automations to streamline operations and provide comprehensive audit trails using Power Tools.
Lead Digital Business Analyst (IoT Engineering)
Xylem Inc.
Chennai
09.2020 - 12.2023
- Conducted intensive analysis of IoT sensor data, leading to the development of cost analysis reports and revenue generator analysis reports.
- Integrated IoT data using Python, enabling efficient multi-source data-source report building capabilities across SQL Server, PostgreSQL, SharePoint, Excel, CSV, and Rest APIs.
- Developed Power Automate for Power BI auto-refresh workflow, improving report automation.
- Implemented DevOps for project tracking.
- Led in-depth analysis of business performance against goals, collaborating with product teams to understand requirements for portfolio management, analytics, and risk, contributing towards increase in operational efficiency.
- Contributed to the development of a Digital Monitoring site (PaaS) and provided IoT data insights through Power BI Dashboards, enhancing real-time monitoring and decision-making processes.
- Generated datasets for custom-built Machine Learning models, optimizing data utilization for AI/ML applications, and improving predictive analysis accuracy.
Senior. Project Engineer (Financial and Services)
Wipro Technologies
Chennai
10.2013 - 09.2020
- Developed various reports for Risk, KYC, and Sanctions with a focus on regulatory compliance.
- Leveraged SQL server and Oracle to create and test queries for report development - Customized reports based on business-specific requirements, incorporating features such as layout grouping and sheet level bursting using Interactive Report Designer (IRD).
- Established ESP Data-mart and performed data modelling by joining tables.
- Executed migration from Actuate to Jasper-soft using Oracle as a source, enhancing data modelling and creating Data Marts
- Successfully led migration from Jasper to Actuate, driving technological advancement within the organization.
Education
Master of Science - Information Technology
VIT Institute of Technology
Chennai, India 10.2013 - 10.2017
Bachelor of Science - Computer Technology
Bharathiar University
Coimbatore, India 06.2010 - 06.2013
Skills
Wells Fargo
- Stakeholder requirements analysis
- Project management using JIRA and Visio
- Alteryx proficiency for ETL workflows
- Automation - Power Automate, SharePoint, Power Apps, JIRA Automation, Confluence
- Database optimization with Teradata and SQL Server
- Reporting - Power BI Dashboards, DAX, Pivot
- Data Analysis - Data - Modeling, Mining, Transformation, Cleansing
- Proficient in risk mitigation
Xylem
- Stakeholder needs assessment
- Project Development - Agile, DevOps
- Automation - Power Automate, Power BI, SQL Server, SharePoint
- Reporting - Power BI Dashboards, Basic Python, OLAP Cube, DAX, Postgre, Pivot
- Data Analysis - Data - Modeling, Mining, Transformation, Cleansing
Wipro Technologies
- Stakeholder requirements analysis
- Agile and Kanban methodologies
- Business Intelligence - Jasper, Actuate, Power BI, IRD, Tableau, ESP
- Proficient in Oracle and SQL
Domain Knowledge
- Proficient in financial services
- Conduct Risk
- KYC and sanction analysis
- Risk and Regulatory
- Transaction Monitoring
- IoT and engineering (Digital Transformation)
Certification
Alteryx designer core certified
Timeline
Alteryx designer core certified
05-2025
Lead Compliance Officer (Vice President)
Wells Fargo
01.2024 - Current
Microsoft Certified Data Analyst Associate in Power BI
06-2023
Lead Digital Business Analyst (IoT Engineering)
Xylem Inc.
09.2020 - 12.2023
MicroStrategy (10.142: Dashboarding and Visualizations)
10-2017
Senior. Project Engineer (Financial and Services)
Wipro Technologies
10.2013 - 09.2020
Master of Science - Information Technology
VIT Institute of Technology
10.2013 - 10.2017
Bachelor of Science - Computer Technology
Bharathiar University
06.2010 - 06.2013
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