Harsha H
Bangalore
Summary
More than 8 years of work experience of in AML KYC onboarding, Periodic review, EDR and expertise in screening and sanctions working at Banking institutions such as ANZ, Standard Chartered and HSBC, part of their Know your Client operations supporting geographically dispersed covering Singapore, Europe and America.
My domain expertise includes Anti Money Laundering, Customer Due Diligence, Enhanced Due Diligence, KYC PEP Screening, Sanctions, Financial Crime Compliance.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Team Leader Case Management
ANZ Support Services
2021.03 - Current
- Managing/handling QA for US, UK and SG periodic review and responsible for quality checks on enhanced due diligence and simplified due diligence.
- Assisting in audit related queries.
- Multiple level screening for adverse/negative news on clients and all its related parties to comply with sanctions, AML, CFT, Fin Crime and other regulatory norms to safeguard the firm from policy breaches, reputational and financial risks and escalating it to Regional compliance if required.
- Liasing with stakeholders, RM, Sales, Onshore team members and with various other teams to facilitate and end to end completion.
- Mentors the team and new joiners.
- Involves in planning the day for the team and manage the workflow on daily basis
Team Leader
Standard Chartered Global Business Services
2019.08 - 2021.02
- Supporting trigger review
- Set performance expectations for the team, monitoring progress towards goals and providing constructive feedback as needed.
- Established clear communication channels that ensured the timely exchange of information between team members and stakeholders.
Senior Analyst
HSBC Electronic Data Processing
2017.03 - 2019.07
- As a new business KYC Analyst, I was responsible to primarily review documentation for new customer accounts, evaluating high risk accounts and analyzing new customer processes and policies.
- Verifying customers identities and intentions and understanding their transaction patterns.
Customer Relationship Practitioner
Concentrix
2016.01 - 2017.03
- Was responsible for assisting and facilitating research and investigation of customers.
- Performing independent check of customers identification.
- Co-ordination and collection of customer specific information and completion of documentation.
Education
Bachelor of Commerce - Accounting And Business Management
S Nijalingappa College
Bengaluru, India05.2011
Pre University - Accounting And Business Management
East West PU College
Bengaluru, India07.2008
No Degree -
Oxford High School
Bengaluru, India03.2005
Skills
- Team Supervision
- Complaint resolution
- Query Handling
- Risk Management
- Attention to Detail
- Strong critical thinking and sound decision making.
Certification
ICA Certified in KYC and CDD
Additional Information
Awarded as Rising Star IN HSBC
Awarded as Employee of the year for 2018 in HSBC.
ANZ New York Recognition award for Excellence and Leadership in KYC Refresh.
Timeline
Team Leader Case Management
ANZ Support Services
2021.03 - Current
Team Leader
Standard Chartered Global Business Services
2019.08 - 2021.02
Senior Analyst
HSBC Electronic Data Processing
2017.03 - 2019.07
Customer Relationship Practitioner
Concentrix
2016.01 - 2017.03
Bachelor of Commerce - Accounting And Business Management
S Nijalingappa College
Pre University - Accounting And Business Management
East West PU College
No Degree -
Oxford High School
ICA Certified in KYC and CDD
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