Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Hemant Sharma

Gurgaon

Summary

Experienced professional with over 11.9 years of expertise in compliance, reputational risk, Bank Secrecy Act, anti-money laundering, customer due diligence, know your customer, sanctions, terrorist financing, and SAR. Skilled in managing teams to ensure smooth delivery of work, reporting, and weekly client calls as needed.

Overview

12
12
years of professional experience
1
1
Certification

Work History

QA

Genpact Private Limited
02.2024 - Current
  • Ensured transaction monitoring processes met compliance and regulatory requirements.
  • Reviewed system-generated alerts to maintain accuracy.
  • Executed comprehensive investigations to maintain QA team procedural standards.
  • Facilitated calibration sessions to align with updated regulatory standards.
  • Maintained precise records of regulatory and process requirements.
  • Conducted continuous training to enhance investigation quality and processes.
  • Maintain audit trails that are thorough, trustworthy, and readily available for audits.

Team Member

Taskus private limited
07.2023 - 02.2024
  • Review KYC documents by using PRADO.
  • Verify Business unit in line with guidelines defined by the fincrime institutions.
  • Monitor the transaction if with High risk/Tax haven countries.
  • Check on SAR UAR filed by the team for money laundering.
  • Check if the common business users offboarded by money laundering.

AML Senior Analyst

Accenture Solutions Pvt Ltd
05.2014 - 02.2022
  • Served as escalation point for potentially suspicious activity report (SAR).
  • Attended weekly calls with client, discussing over reviews and plans.
  • Provided training and guidance to peers to help enable AML detection and handling.
  • Provided subject matter expertise on investigation and research applications by using standard policies, procedure and tools (Lexis/Nexis/Back office).
  • Performed peer review of investigation to ensure appropriate disposition have been recommended.
  • Organized hurdles to discuss about the volume/cases and other issue related to process/team, appropriate action plan.
  • Reviewed the customers a/c on daily bases and investigate on the fraud type by using standard policies, procedure and tools (Lexis/Nexis) aimed at meeting internal and external regulatory requirement.

KYC Analyst

Deutsche Bank
11.2013 - 05.2014
  • Screened clients and conducting research to combat money laundering and anti-terrorist financing by using tools (World Check/LexisNexis/Orbis/RDC).
  • Conducted extensive research into the client in order to identify any risks related to money laundering or Financing of terrorism and flag them.
  • Updated client files for periodic reviews, assess the business activities and source of wealth.
  • Conducted adverse media screening to check for criminal activities or political affiliations and apply risk analysis to evaluate the integrity risk of client.
  • Conducted Office of Foreign Assets Control (OFAC) screenings through World-Check to identify Politically Exposed Persons (PEPs) and heightened risk individuals and entities.

Education

MBA - Finance

MS University

BBA - Business studies

Agra University

Higher Secondary - Commerce

St Paul's Senior Secondary School

Senior Secondary - Commerce

St Paul's Secondary school

Skills

  • Anti Money Laundering
  • Transaction Reviewing
  • Risk Mitigation
  • Compliance
  • Compliance Review
  • Reporting
  • Mentoring

Certification

ACAMS- Preventing Online Child Exploitation

Timeline

QA

Genpact Private Limited
02.2024 - Current

Team Member

Taskus private limited
07.2023 - 02.2024

AML Senior Analyst

Accenture Solutions Pvt Ltd
05.2014 - 02.2022

KYC Analyst

Deutsche Bank
11.2013 - 05.2014

MBA - Finance

MS University

BBA - Business studies

Agra University

Higher Secondary - Commerce

St Paul's Senior Secondary School

Senior Secondary - Commerce

St Paul's Secondary school

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Hemant Sharma