Himanshu Chandok
Faridabad
Summary
AML/KYC Compliance Professional with 6+ years of experience in Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), UBO identification, sanctions screening, regulatory reporting, and global financial crime risk mitigation. Proven expertise in FATCA/CRS compliance, adverse media screening, risk-based approach (RBA), ownership structure analysis, and cross-border regulatory frameworks including AMLD, GDPR, and global tax transparency standards. Strong background in onboarding, periodic review, high-risk client assessment, and regulatory documentation management within investment banking and corporate environments.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Senior KYC Analyst
Wipro Ltd. (Blackstone COE)
Gurugram
04.2022 - Current
- Perform end-to-end KYC onboarding and periodic review for corporate and investment entities in alignment with global AML regulatory requirements.
- Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for high-risk entities, including complex ownership structures.
- Identify and verify Ultimate Beneficial Owners (UBOs) in accordance with FATF recommendations and local AML laws.
- Perform sanctions screening, PEP screening, and adverse media checks to assess financial crime exposure.
- Review and validate CRS/self-certifications forms and IRS tax documentation (FATCA forms) to ensure global tax compliance.
- Manage Legal Entity Identifier (LEI) registration and renewals to support regulatory transaction reporting.
- Prepare and maintain detailed ownership structure charts reflecting multilayered corporate hierarchies.
- Liaise with compliance, legal, and global stakeholders to resolve KYC documentation gaps and mitigate onboarding risk.
- Ensure compliance with GDPR and data protection standards in client information handling.
- Support audit readiness by maintaining complete and regulator-ready KYC files.
- Deliver AML/KYC process training to new analysts to strengthen team capability and quality standards.
Risk Analyst
Ernst & Young (EYGDS)
Gurugram
10.2019 - 03.2022
- Conducted AML screening and risk assessment for new client acceptance and continuance processes.
- Performed sanctions, PEP, and adverse media screening using internal and external compliance databases.
- Identified high-risk clients and escalated red flags to compliance leadership for risk mitigation decisions.
- Executed conflict of interest assessments to protect firm integrity and regulatory compliance.
- Prepared detailed compliance and legal risk reports for internal stakeholders and insurance teams.
- Supported regulatory due diligence engagements through structured investigative research.
Education
MBA - Finance And Business Analytics
MRIIRS
Faridabad01-2019
Bachelor of Commerce (B.Com) -
University of Delhi
New Delhi01-2017
Skills
- Anti-Money Laundering (AML) Compliance
- Know Your Customer (KYC) & Customer Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- Ultimate Beneficial Owner (UBO) Identification
- Sanctions Screening (OFAC, EU, UN, HMT)
- Politically Exposed Persons (PEP) Screening
- FATCA & CRS Compliance
- Risk-Based Approach (RBA)
- Regulatory Reporting & Governance
- Client Onboarding & Periodic Review
- Adverse Media Screening
- LEI Registration & Regulatory Filings
- Ownership Structure Analysis
- Conflict of Interest Review
- Data Privacy (GDPR Compliance)
- AML Investigations & Risk Assessment
- Cross-Border Regulatory Coordination
- Documentation & Audit Readiness
- Financial Crime Risk Mitigation
Achievements
- Represented the team during a strategic onsite visit to the client’s office in Luxembourg (Dec 2025), delivering process training, identifying improvement opportunities with cross‑functional teams, and strengthening global coordination and knowledge sharing.
- Recognized with multiple performance awards for excellence in compliance operations and risk mitigation.
- Awarded for high-quality KYC reviews and regulatory adherence across cross-border engagements.
- Delivered knowledge transfer sessions improving AML review accuracy and turnaround time.
Technical Skills
- AML Screening Tools
- KYC Workflow Systems
- Sanctions Databases
- Copilot
- Revance/DocuSign
- Microsoft Tools (Excel, Word, PowerPoint)
- Regulatory Research Databases
Certification
Certified Global KYC/AML Analyst (CGKAA) Program by KAWS Academy.
Publications
A secondary research on 'Fundamental Analysis of Selected Automobile Companies in India,' Scopus-indexed, International Journal of Innovative Technology and Exploring Engineering (IJITEE)
Hobbies and Interests
- Playing cricket
- Travelling
- Dancing
Timeline
Senior KYC Analyst
Wipro Ltd. (Blackstone COE)
04.2022 - Current
Risk Analyst
Ernst & Young (EYGDS)
10.2019 - 03.2022
MBA - Finance And Business Analytics
MRIIRS
Bachelor of Commerce (B.Com) -
University of Delhi