Ishan Gandhi
Bengaluru
Summary
Currently a Senior Analyst in Regulatory Operations for SEF with strong expertise in DTCC reporting, CFTC regulations, and compliance. Skilled in content creation, curation, and analysis. Proficient in research, analytics, and various content management systems and tools.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Senior Analyst
London Stock Exchange Group (LSEG)
Bengaluru
02.2024 - Current
- Ensured compliance with CFTC regulations and SEF reporting standards, staying informed on regulatory updates.
- Monitored daily DTCC submissions, identifying and addressing NACKs in transactions through collaboration with DTCC and clients.
- Oversaw the execution of transactions on the Venue for Part 43 and Part 45, ensuring adherence to Compliance and Regulatory SLA.
- Managed the submission of CFTC Part 16 and NFA files, meeting all regulatory deadlines.
- Supported the team in developing and revising procedures to reflect regulatory changes and improvements.
- Guided clients on compliance during incorrect SEF Platform submissions, ensuring regulatory adherence.
- Prepared and reviewed monthly reports to evaluate submission completeness, timeliness, and process enhancements.
- Coordinated with the Technology team to address issues and implement enhancements through Jira tickets.
Senior Content Analyst
London Stock Exchange Group (LSEG)
Bengaluru
05.2022 - 01.2024
- Mentored 15 resources on BAU tasks, ensuring accuracy and timeliness; conducted regular training sessions for new resources.
- Researched and analyzed financials and non-financials, extracting data such as cash flows and balance sheets using analytical tools.
- Provided first-level support to clients via Service Cloud (Salesforce) and LSEG product (Eikon).
- Maintained MOWs, and updated keywords in configuration files to ensure the accuracy of automation and feeds.
- Implemented automation for reconciliation in critical markets (Japan, Australia) to meet real-time client expectations.
- Created sparrow agents for over 2,000 companies to automate processes and eliminate manual intervention.
- Conducted regular quality checks to ensure content accuracy.
- Collaborated with cross-functional teams to develop business-aligned content.
- Implemented IPO workflow tools, covering 600+ IPO documents in 2022-23.
- Developed cost-effective methods and workflows.
- Analyzed ESG and equity data for investor insights.
- Managed 15K+ global companies in APAC (Japan, Australia, China, and Singapore), sourcing financials and ESG documents for product availability.
Content Analyst
Refinitiv
Bengaluru
11.2019 - 04.2022
- Conducted research on over 25,000 companies, both financial and non-financial, for product availability.
- Worked on Automation & Feeds markets (Kapow, UCDP, Sparrow task).
- Managed incidents (INC) on Service Cloud, collaborating closely with Production team leaders, specialists, and QM team.
- Built a customer-centric culture by engaging with internal and external customers.
- Handled markets in China, Japan, US, Canada, and Australia, making company financials and core ESG documents available on the product.
- Created macros for daily reconciliation processes to improve timeliness for real-time markets.
Education
MBA -
Institute of Management Technology
Ghaziabad, India06-2025
Master of Arts -
DDU University
Gorakhpur, India06.2020
Bachelor of Arts (B.A.) -
DDU University
Gorakhpur, India05.2015
Skills
- DTCC Reporting
- SEF Reporting
- Tableau
- Jira
- Salesforce
- Power BI
- SQL
- Market research
- Competitor analysis
- Independent work
- Teamwork
- Training
- Content evaluation
- Adaptability
- Project management
- Meeting deadlines
- Content management systems
- Analytics tools
- Collaboration
- Japanese language expertise
Certification
- Diploma in Japanese Language, MOSAI Institute of Japanese Language, New Delhi
- Advanced Diploma Certificate in Japanese, TSUBOMI Institute of Japanese Language, New Delhi
Accomplishments
- Silver Recognition: Awarded 2 times for identifying bugs in regulatory reporting and meeting transaction deadlines related to SEF reporting.
- Bronze Recognition: Awarded 3 times for market handling, completeness checks, internal quality checks, leading the OPM project, and successfully completing Q2 peak in 2023.
- Best Performer: Awarded for best performance and comprehensive process knowledge in 2021.
- High Five Award: Received 8 times from Management and Leaders for consistent performance and results (2021-2023).
Languages
Hindi
First Language
English
Advanced (C1)
C1
Japanese
Intermediate (B1)
B1
Italian
Beginner (A1)
A1
Timeline
Senior Analyst
London Stock Exchange Group (LSEG)
02.2024 - Current
Senior Content Analyst
London Stock Exchange Group (LSEG)
05.2022 - 01.2024
Content Analyst
Refinitiv
11.2019 - 04.2022
- Diploma in Japanese Language, MOSAI Institute of Japanese Language, New Delhi
- Advanced Diploma Certificate in Japanese, TSUBOMI Institute of Japanese Language, New Delhi
MBA -
Institute of Management Technology
Master of Arts -
DDU University
Bachelor of Arts (B.A.) -
DDU University
Similar Profiles
M VARSHAM VARSHA
Content Analyst at London Stock Exchange Group (LSEG)Content Analyst at London Stock Exchange Group (LSEG)
Rashmi KKRashmi KK
Content Analyst at London Stock Exchange Group (LSEG)Content Analyst at London Stock Exchange Group (LSEG)
Thanuja MathivannanThanuja Mathivannan
Senior Executive, Business Intelligence & Change at London Stock Exchange Group (LSEG)Senior Executive, Business Intelligence & Change at London Stock Exchange Group (LSEG)