JAIPAL SINGH
Enterprise Risk and Third Party Risk Management (ISO/ IEC 27001 Lead Auditor)
Ghaziabad
Summary
To secure a challenging position where efficiencies and exposure to various functions would be able to contribute mutually to the betterment of a business and self.
Overview
13
13
years of professional experience
5
5
years of post-secondary education
1
1
Certification
Work History
Manager/ Assistant Director (Enterprise Risk & Third-Party Risk Management)
Ernst & Young GDS LLP (EY)
2021.11 - Current
- Participate and lead Audits engagements for various clients with an overall business of $10M+
- Helping Clients with Risk Control Self-Assessments, Control testing, Issue Management processes to meet compliance requirements
- Supporting Clients with setting up their Third-Party Risk Management processes which includes, Inherent Risk Assessments (IRA), Third Party Audit Assessments, and Issue Management
- Conducting Supplier Onsite/ Offsite reviews to assess their controls against the key risks associated with 3rd party engagements
- Develop and implement procedures for issue remediation for the identified gaps
- Drive-in business development initiatives along with client management and account management
- Build connects with client stakeholders, understand their business challenges/pain areas and work with leadership to propose innovative solutions.
Procurement Enablement Professional (TPRCC)
British Telecom (BT)
2019.12 - 2021.10
- Third party Risk Control Centre (TPRCC) - responsible to manage Third Party Risk at BT, performing various supplier risk assurance activities including control testing, issue remediation etc
- Assuring 8 risk Domains - Financial insolvency, Data Privacy, Information Security, Health & Safety, Human Rights, ACB, BCM & Supplier Geographical Location
- Monitoring Adverse Media, Supplier Assessments & Data Feeds (Bit Sight, D&B, Dow Jones etc.)
- Managing Deloitte (Supplier)/Aravo (supporting Tool) in strategic and operational implementation of assurance activities including managing, planning, enhancement & overseeing the implementation of corrective actions
- COVID Impact Assessment to gauge possible impact by assessing Supplier resilience to the situation across Tier 1 and Tier 2 suppliers
- Modern Slavery Project - Assessed and guide suppliers by performing assessments ensuring ethical practices are adopted including environmental standards followed, workers code of conduct including safety and wellbeing
- In addition, a special review on the China Forced Labor Issue related to Uyghur Community was performed
Assistant Manager (Risk & Controls)
Barclays Global Service Centre Pvt. Ltd. (BGSC)
2011.03 - 2019.12
- Responsible for executing annual Risk and Control Self-Assessment (RCSA) refresh activity
- Responsible for executing Controls Testing (DEA and OET reviews) for the identified material and non-material risks
- Reviewing Internal Operational team and 3rd party risks on engagement to assess their control environment, discuss with Subject matter Experts, Supplier Legal Counsels and Account Directors
- Review & remediate the Control gaps highlighted during the Control testing, Pre-Supplier Contract Assurance or Post Contract Reviews
- Ensure that all Operational and supplier facing activity meets Barclays policy, compliance, and audit requirements
- Conducting special reviews on request for enabling functions like ISO 27001 Compliances, Corporate Citizenship (CSR) as per Indian Companies Act 2013, Human Resource (Contract Labour Regulation & Abolition Act)
- Conducting 'Issue Assurance' activity for all the closed observations to assess the effectiveness of action taken
- Work with Global Risk Leads for deviations from the standard template agreement
- Updating One Source, Coupa, OPUS/ORAC with Risk Event Reports (RERs) & publishing RER log periodically
- Identifying process improvements opportunities and assist in implementation of control best practices across in-scope business areas.
Education
MBA -
Symbiosis
Noida 2016.07 - 2018.06
Bachelor of Arts -
G.S. College of Commerce & Economics
Nagpur 2007.04 - 2010.03
Skills
Third Party Risk Management
undefinedCertification
ISO/IEC 27001:2013 ISMS Lead Auditor
Accomplishments
- Spot Award for 'Excellence Service' for delivering exceptional service and project delivery (Q2, Q3' 2022 & Q1, Q3'2023)
- Awarded BT Recognition for 'Brilliant' in Q2'2020 for delivering work beyond expectation
- Part of core team at British Telecom receiving Global Procurement Risk Award in 2020 for implementing TPRM Function
- Nominated for BT Procurement Awards 2021 in 'Rookie' category for implementing & deploying Data Feeds functionalities
- Awarded Best Performer for the Quarter Q1'19
- Awarded Barclays Recognition for Excellence in Q1'18
- Awarded Star Performer (Oct'11, July'12, Mar'14, Jan'15 & Mar'16)
Timeline
Manager/ Assistant Director (Enterprise Risk & Third-Party Risk Management)
Ernst & Young GDS LLP (EY)
2021.11 - Current
Procurement Enablement Professional (TPRCC)
British Telecom (BT)
2019.12 - 2021.10
MBA -
Symbiosis
2016.07 - 2018.06
Assistant Manager (Risk & Controls)
Barclays Global Service Centre Pvt. Ltd. (BGSC)
2011.03 - 2019.12
Bachelor of Arts -
G.S. College of Commerce & Economics
2007.04 - 2010.03
ISO/IEC 27001:2013 ISMS Lead Auditor
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