Summary
Overview
Work History
Education
Skills
Languages
Timeline
Generic

Jugnu Shamnani

Mumbai

Summary

Highly motivated and enthusiastic individual with more than seven years of experience in financial markets, more than four years of which in Risk and Compliance. Have had through education and job experiences the opportunity to gain a good understanding of financial markets and the structure of various financial instruments, also understand financial regulation and its implications.

Overview

7
7
years of professional experience

Work History

Senior Analyst

Citi
02.2025 - Current
  • Real time and post trade surveillance of securities and financial instruments transactions executed by the cash equity, market making, electronic trading and securities finance desks.
  • Identify, manage and escalate potential regulatory failures and risks. Determine corresponding action plans and solutions.
  • Review alerts on some external trade surveillance tools such as SMARTS, Actimize, Bloomberg, UNO etc
  • Perform a regulatory watch and participate in deploying new regulatory projects

Manager

NSE
08.2024 - 01.2025
  • Scrip monitoring and generation of alerts
  • Surveillance measures i.e. Price band changes, trade for trade segment, rumour verification
  • Market Update report to SEBI and Finance ministry
  • EOD reports to SEBI
  • System developments and policy changes as per new SEBI requirements

Associate

Morgan Stanley
03.2023 - 08.2024
  • Investigation of system alerts in scope of market abuse
  • Review and analyze surveillance alerts for Market Abuse scenario such as Insider trading, Ramping and escalate unresolved issues or potential violations to onshore unit
  • Review alerts on trade surveillance tools such as SMARTS, Actimize, Bloomberg etc
  • Maintaining MIs and other reports for Audit purpose
  • Work with IT or part of UAT for enhancing review process such as Machine learning

Assistant Manager

HSBC
08.2020 - 01.2023
  • Investigation of system alerts in scope market abuse
  • Understand the regulatory framework of the exchanges in scope for review
  • Assisting with analysis and implementation of new and enhanced surveillance reviews and processes
  • Support compliance officers across the GB&M business
  • Maintaining MIs and other reports for Audit purpose

Equity Trader

Karvy Stock Broking
01.2018 - 03.2020
  • Interact with clients and advise them on asset allocation
  • Understanding of Technical, Fundamental and Derivative analysis with various equity related products
  • Present market outlook

Education

PGDM - Finance

Indus Business School
Pune
03-2018

Skills

  • Financial modeling
  • Advanced Excel
  • Analytics software

Languages

English
Advanced (C1)
Hindi
Advanced (C1)

Timeline

Senior Analyst

Citi
02.2025 - Current

Manager

NSE
08.2024 - 01.2025

Associate

Morgan Stanley
03.2023 - 08.2024

Assistant Manager

HSBC
08.2020 - 01.2023

Equity Trader

Karvy Stock Broking
01.2018 - 03.2020

PGDM - Finance

Indus Business School

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Jugnu Shamnani