Junaid Ahamad
Mumbai
Summary
Experienced AML Professional specializing in conducting CDD and EDD for diverse institutional clients, including government entities and financial institutions across multiple regions. Achieved comprehensive client insights through rigorous screenings and quality reviews, enhancing client management and operational efficiency. Focused on delivering strategic analysis services that drive informed decision-making and bolster business operations.
Overview
4
4
years of professional experience
Work History
Senior Analyst
Nomura Services India Private Limited
08.2022 - Current
- Handling onshore operation in EMEA Region.
- Evaluated and investigated entities across high, medium, and low risk categories to inform compliance decisions.
- Investigation of all the adverse news in relation to Entities, Directors, Corporate/Individual Shareholders and further research about the adverse news and submit the reports to UK financial Crime Team (FCT) for their review and approval.
- Investigating all individual whether they are PEC, PAC and PEP's as per the information available in the public domain.
- As per risk, screenings like, Dow Jones, Factiva & Google screening are performed on Entities, Directors and Corporate/Individual Shareholders.
- Determined source of wealth for UBOs and created narratives for client risk assessments to enhance due diligence.
- Review KYC record for accuracy, completeness and validity, analysing client financial record, overall business and CIP documentation.
- Engaged clients to collect necessary documentation for incomplete submissions, ensuring compliance and timely onboarding.
- Identify record, escalate, and resolve exceptions found in KYC/CIP data.
- Trained newly hired team members and helped them to become familiar with the AML/KYC process.
- Conducted thorough reviews of documents related to individuals, PICs, OPEs, and government entities.
- Collaborated with onshore colleagues to ensure alignment on operational processes.
- Adherence of the client onboarding/compliance policies & procedures.
- Conduct CDD & KYC documentation on prospective clients. Following internal policies & procedures for onboarding clients in different jurisdictions/globally.
- Perform ad hoc client administration duties like prepare & review of tasks that an Associate is expected to perform.
Education
Masters of Management Studies -
Anjuman Islam Allana Institute of Management & studies
Mumbai, IndiaBachelors of Commerce -
Elphinstone College
Mumbai, IndiaHigher Secondary Certificate -
Tulsi Manas Jr. College
Mumbai, IndiaSecondary School Certificate -
Bara devi Hindi Municipal High School
Mumbai, IndiaSkills
- KYC compliance
- Risk assessment
- Due diligence
- Documentation review
- Screening procedures
- Compliance frameworks
- Industry compliance standards
- Proficiency in Microsoft Excel
- Microsoft Office proficiency
- Analytical mindset
- Problem-solving skills
- Attention to detail
- Written communication
- Verbal communication
- Mentorship capabilities
- Problem solving
- Screening procedures
Personal Information
Date of Birth: 03/01/99
Languages
True, True, True, True, True, True, True, True, True
Father's Name
Date of Birth: 03/01/99
Additional Qualifications
Date of Birth: 03/01/99
Languages
Hindi
First Language
English
Advanced
C1
Marathi
Advanced
C1
Timeline
Senior Analyst
Nomura Services India Private Limited
08.2022 - Current
Masters of Management Studies -
Anjuman Islam Allana Institute of Management & studies
Bachelors of Commerce -
Elphinstone College
Higher Secondary Certificate -
Tulsi Manas Jr. College
Secondary School Certificate -
Bara devi Hindi Municipal High School