KALPANA CHANDRKUMAR
Chennai
Summary
Financial Crime Compliance professional with good analytical and investigation skills along with sound Anti-money laundering knowledge to provide efficient and effective services with positive attitude, coupled with resourcefulness and innovation, to an organization where challenges keep knocking and the assigned job provide satisfaction with a career growth is always on the cards.
Overview
16
16
years of professional experience
1
1
Language
Work History
Team Lead
TATA CONSULTANCY SERVICES Pvt Ltd
04.2020 - Current
- Working as Team Lead in TATA CONSULTANCY SERVICES Pvt Ltd in Private Equity Project from April 2020 to Till Date.
- Total Experience: Having a total 15.3 Years of Experience.
- Domain Expertise: Private Equity - Goldman Sachs and State Street Corporation
- Job Role in Private Equity: As a part of Capital Market, we work on Private Equity Reporting. The process is called Portfolio Monitoring (or) General Partner Monitoring (GPM). We receive the Financial Statement from our client which we enter into the appropriate application and then generate the reports which are sent back to the client for approval.
- Alternative Investment Services: Analyzing/entering financial information provided by the General Partners and generating Investment Reports and Limited Partners report on a Quarterly basis for client.
- Determination of the changes in the cost of the various Investments by the Investment Banker across various Investment funds.
- Passing the necessary entries to the effect the changes in the cost of such investment in the client specified software (Portfolio Management System).
- Booking cash activity (inflow/outflow) for various Limited Partners on a daily basis.
- Generating reports from Investran and providing customized and analyzed reports to investors.
- Reviewing the funds done by other team members to ensure that the quality standards as mentioned by the client are maintained.
- Refer limited partner’s statement’s on daily basis.
- Maintain issue log for query raised funds.
Senior Process Associate
TATA CONSULTANCY SERVICES Pvt Ltd
01.2018 - 04.2020
- Worked as a Senior Process Associate in TATA CONSULTANCY SERVICES Pvt Ltd in RBS BBLS Project from January 2018 to April 2020.
- Domain Expertise: KYC Client On-boarding Operations - Second Level Checking in (RBS BBLS)
- Job Role in KYC Client On-boarding Operations: The primary function is to verify the Account application form along with the supporting documents submitted by the customer.
- A specialist member of the KYC (Know Your Customer) & Account Opening team responsible for obtaining, completing and maintaining all Regulatory KYC documentation for all Clients in accordance with the Bank's guidelines and in compliance with UK & global financial regulations
- Resolving the exceptions (TDD, KYC, CHS)as per the exceptions guidelines with the supporting documents
- Research and validation of customer identification data/evidence using appropriate internal and external data sources
- Understanding the customer business and the annual turnover. Necessary documents requested to the customer and verified.
- Verifying the Sanctions, PEP and Adverse Media / Negative News screening has taken place using appropriate systems
- Performing the Fraud marker check on the customer existing accounts.
- I was given sole responsibility for processing all of the fast track applications’ had to prioritize my case load and complete urgent cases as quickly as possible to facilitate the smooth opening of accounts.
- Arbitration of team quality errors with respective quality team.
Team member
TATA CONSULTANCY SERVICES Pvt Ltd
11.2012 - 12.2017
- Worked as a Team member in TATA CONSULTANCY SERVICES Pvt Ltd in SCB Project from November 2012 to December 2017.
Transaction Processing Officer
Mphasis BPO
02.2010 - 10.2012
- Worked as Transaction Processing Officer in Mphasis BPO for TD Bank – Investment Banking from February 2010 till October 2012.
- Role: Sr. Transaction processing officer
- Domain: Investment Banking
- Job Role: Analytical Research on Clients Investments.
- Handling stocks, Bonds, Mutual funds & Options
- Analyses of Voluntary & Mandatory corporate Actions
- Find the sources to calculate capital Gain/Loss.
- Providing Detailed stock Information to client.
- Process confirmation mail to Account holders.
- Handling Internal Quality check & review
Education
B.COM. -
MADRAS UNIVERSITY (CTTE College for Women)
Chennai01-2009
H.S.C. - undefined
Lourde’s Girls Higher Secondary School
Chennai01-2006
S.S.L.C. - undefined
Our Lady’s Matriculation Higher Secondary School
Chennai01-2004
Skills
AML (Anti-Money Laundering), Transaction Surveillance, KYC (Know Your Customer) (CDD, EDD), & KYCC, Checks, Sanctions
Interests
Cooking, Internet Surfing
Disclaimer
Date: Place: Chennai. Signature, C. KALPANA.
PERSONAL PROFILE
- FATHER NAME : T. Chandrakumar
- SEX : FEMALE
- DATE OF BIRTH : 1989-04-11
- MARITAL STATUS : MARRIED
- NATIONALITY : INDIAN
- RELIGION : HINDU
Timeline
Team Lead
TATA CONSULTANCY SERVICES Pvt Ltd
04.2020 - Current
Senior Process Associate
TATA CONSULTANCY SERVICES Pvt Ltd
01.2018 - 04.2020
Team member
TATA CONSULTANCY SERVICES Pvt Ltd
11.2012 - 12.2017
Transaction Processing Officer
Mphasis BPO
02.2010 - 10.2012
H.S.C. - undefined
Lourde’s Girls Higher Secondary School
S.S.L.C. - undefined
Our Lady’s Matriculation Higher Secondary School
B.COM. -
MADRAS UNIVERSITY (CTTE College for Women)