Summary
Overview
Work History
Education
Skills
Certification
Languages
Accomplishments
Timeline
Generic

KARTHIKEYAN K

BANGLORE

Summary

Adept at navigating complex financial regulations and leading teams to exceed targets, my tenure at INDmoney private limited honed my problem-solving and leadership skills. Demonstrated expertise in dematerialization and compliance audits, achieving a 20% increase in client satisfaction. A motivator with a keen eye for detail, I excel in high-pressure environments.

Overview

11
11
years of professional experience
1
1
Certification

Work History

Assistant Manager

INDmoney private limited
Bangalore
03.2023 - Current

Work Experience,

• DP BOD Process

• Demat account opening.

• Client Modification.

• Delivery Instruction Slip process (DIS)

• Easiest off-market process.

• Easiest authentication, password, and PIN reset.

• Dematerialization & Rematerialization

De-statementation, restatement, and redemption request.

• DIS book issuance.

• Account closure of online and offline.

Closure, cum transfer.

• Transmission.

• Off-market scan upload.

• Concurrent and internal audit.

• CDSL Inspection.

• SEBI Inspection.

• Freeze and unfreeze of demat accounts and deactivation of trading accounts.

• Normal pledge, margin pledge, margin unpledge, and invocation.

• Securities settlement.

• Corporate auction.

• Insta BO creation.

• Attending walk-in clients.

• Identification and closure of compliance related to DP.

• Buyback DP process and exchange bidding.

Assistant Manager

Tradejini financial services private limited
Bangalore
07.2022 - 03.2024

Work Experience

• DP BOD Process

• Demat Account opening

• Client Modification

• Delivery instruction slip process (DIS)

• Easiest off-Market process

• Dematerialization & Rematralaization

• De-statementation & MF repurchase and redemption request.

• DIS Book issuance & Block

• Account closure of online & Offline

• Transfer cum closure

• Transmission

• Off-Market scan upload

• Internal & Concurrent audit

• CDSL audit

• Freeze & Unfreeze

• Normal Pledge, Margin Pledge, Margin re-Pledge

• E DIS process for Non-POA customer

• UCC Mapping & POA & DDPI ID Mapping

• Daily MIS

• DP EOD process

• settlement process

• Auction Pay-out process

• Pay-in & Pay-out of trade settlement

• Reconciliation of Pay-out

• Buyback process

• Easi & Easiest authentication

• IPO & FPO

• Mutual Fund redemption and Purchase order • Collateral release & Margin Un-Pledge

Senior Associate

Paytm money limited
Bangalore
03.2019 - 06.2022

• Daily BOD and EOD Process

• INSTA BO Creation

• Daily DP Holding process

• Holding Reconciliation

• Client Modification

• Preparing Daily MIS

• Buy Back process and Bidding

• Pledge, Margin Pledge & re-Pledge

• IPO process

• Off-Market and on market

• Transmission & Transfer cum closure & closure • settlement process

• Corporate Auction

• Demat Freeze/Unfreeze

• Share Dematerialisation & Share Rematerialisation

Operations Executive

way2wealth brokers pvt ltd
Bangalore
02.2014 - 03.2019

• Demat and Trading Account Creation, Closing of Demat

• Data modification for both Demat and Trading

• Pay-in and payout manual punch

• KYC, KRA process, Demat freeze/unfreeze.

• Dematerialization & Rematerialization

• MF Destate and Restate both CDSL and NSDL

• Off-market physical instruction

• Speed-e and easiest request authorization

• Pledge/un-pledge shares.

• Account transfer and transmission.

Education

Master of Arts - Accounting And Finance

St Joseph High School
Eraiyur

Skills

  • Team player
  • Motivator
  • Leadership
  • Punctuality
  • Problem solving

Certification

  • NISM-Series-VI, Depository participant.
  • NISM-Series-VII: Securities Operations and Risk Management.

Languages

Tamil
First Language
English
Advanced (C1)
C1
KANNADA
Intermediate (B1)
B1

Accomplishments

  • Paytm money raising star ward winner.
  • Best employee for punctuality.

Timeline

Assistant Manager

INDmoney private limited
03.2023 - Current

Assistant Manager

Tradejini financial services private limited
07.2022 - 03.2024

Senior Associate

Paytm money limited
03.2019 - 06.2022

Operations Executive

way2wealth brokers pvt ltd
02.2014 - 03.2019
  • NISM-Series-VI, Depository participant.
  • NISM-Series-VII: Securities Operations and Risk Management.

Master of Arts - Accounting And Finance

St Joseph High School
KARTHIKEYAN K