Kartikey Tiwari
New Delhi
Summary
Results-driven audit professional with extensive experience in testing IT General Controls (ITGC) and IT Application Controls (ITAC) for diverse clients, including several mutual fund organizations, and a prominent global client in a complex audit environment. Proven expertise in evaluating Information Produced by the Entity (IPE) and conducting SOC report assessments (Type 1 and Type 2) from both ITGC and ITAC perspectives for a leading registrar and transfer agent. Committed to delivering high-quality audit services, and fostering client relationships through effective communication and collaboration.
Overview
3
3
years of professional experience
Work History
Consultant
EY Assurance LLP
Gurugram
08.2024 - Current
- Conducted IT General Controls (ITGC) testing for multiple mutual fund clients.
- Performed IT Application Controls (ITAC) and Information Produced by Entity (IPE) evaluations for a global client in a complex audit area.
- Executed SOC Report Type 1 and Type 2 analyses focusing on ITGCs and ITACs for leading mutual funds.
- Awarded EY Client Extraordinaire Award for exemplary audit work.
- Advised on operational processes, business development initiatives, and organizational changes during National Mutual Funds audit.
Associate Consultant
EY Assurance LLP
Gurugram
08.2023 - 07.2024
- Conducted audit for leading global bank, ensuring compliance and accuracy.
- Tested IT application controls and IPE for mutual funds from R&TA perspective.
- Supported senior consultants by developing strategic plans and presentations.
- Participated in client meetings, providing insights and updates on project progress.
Senior Analyst
EY India LLP
Gurugram
07.2022 - 07.2023
- Conducted statutory audits for a national NBFC, assessing critical IT domains, including Access Management, Change Management, and IT General Controls.
- Performed the IS (Information Security) audit for the leading multinational investment bank and financial services firm.
- Developed training materials for end users.
Education
Bachelor of Technology - Electronics & Communication
Jaypee Institute of Information Technology
Noida Sector 62 Uttar Pradesh07-2022
Skills
Professional skills
IT general controls, IT application controls, information produced by entity (IPE), service organizations control (Type 1 and Type 2), statutory audits, risk assessment, regulatory compliance & ITDM (IT dependent manual control)
Technical skills
MS Excel, MS Word, MS PowerPoint, Client service excellence, Data analysis, Risk assessment
Timeline
Consultant
EY Assurance LLP
08.2024 - Current
Associate Consultant
EY Assurance LLP
08.2023 - 07.2024
Senior Analyst
EY India LLP
07.2022 - 07.2023
Bachelor of Technology - Electronics & Communication
Jaypee Institute of Information Technology
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