KAUSTUBH GUJARATHI

Calculated and processed commission and brokerage for JV client on a monthly basis
- Managed invoicing for fee collection from JV and facilitated payment processing
- Handled adjustments in JV accounts by transferring balances to FX after hedging
- Conducted monthly substantiation of JV accounts
- Managed unclaimed dividend adjustment entries
- Reconciled accounts to resolve outstanding breaks

• Provide accurate balances of accounts on daily basis to Corporate Action, Settlements and Treasury Team
• Reconciliation of fund movement related to trades, payment related to broker, custodian, commission, regulatory fees and Tax
• To ensure accounting activities are captured correctly and book appropriate adjustments towards trail balance there are several reports perform and check on daily basis which are connected with several internal team like corporate action, Settlement, Static and treasury
• Performing several activities which include various reports such as trial balance, Integrity check, netting validation etc
• If we found any discrepancy while performing such checks then we investigate the causing break and substantiate the particular account
• Performing Monthly activities which include monthly bank reconciliations and ledger reconciliations
• Working on CSDR Penalty received each month on Trades
• Handling account opening and closing of account process
• FX related activities to maintain all currencies bank accounts sufficiently funded we do FX trades according to market requirements
• Also includes maintaining of FX register and accounting for the same executed deals
• Work with the FO team for brokerage business, for finalizing the brokerage and total fees to collect from the clients
• Working on Rejects, General Ledger and Indiv accounts reconciliation
• Calculating PTM ITP Fees on quarterly basis and making Payment to them
• Working on Fees and Charges received for each account for Network Team
• Hands on experience for TLMRP, GLOSS, NXG, GL, BDR,GDS application
• Provide various automation ideas to smoothen the process by crating macro
• Actively communicate with the clients directly on a regular basis for relevant feedback and enable a prompt payment from them
• Provide training to new joiners and other team members on accounting process
• Come up with process improvement ideas for the betterment of process
• Received an Q4 Encore Award for performance

• Reconciliation of accounts on daily basis between Investment manager (IM) and Custodian / Prime Agent
• Following up with counterparts to seek clarification on-resolution of outstanding breaks
• Analyzing Statement and Reconciling, Reporting the Progress to Manager preparing Daily MIS report and scrutinizing report before sending it to end client
• Interacting with onshore client for break resolution and advising them on possible way of clearing the breaks
• Assist in relationship expansion and securing existing clients by servicing our client's reporting needs to the highest degree possible
• Review reporting deliverables for accuracy and completeness
• Ensure that all issues are brought to resolution with clear communication and thoroughness
• Strive to anticipate client questions and be proactive in communications

• Executed buy and sell orders for equity trading to optimize portfolio performance.
  Managed finance operations to ensure efficient processing and compliance.
  Oversaw portfolio management activities, enhancing investment strategies and asset allocation.
  Coordinated mutual fund operations to streamline transaction processes.
  Generated MIS reports and maintained documentation for accurate record-keeping.
  Provided credit information and references upon request for clients and agencies.