Kruthesh K
Bengaluru
Summary
Results Driven Analyst with over 2 years of experience at Northern Trust(Asset Management) focusing on firm's and career excellence. Adept at managing the full lifecycle of investment guidelines monitoring from initial rule coding to resolution of complex pre/post trade exceptions. I bring expertise in ability of compliance streamline in onboarding new client mandates into Aladdin ans improve the scalability of compliance workflow across portfolios and diverse asset classes.
Overview
4
4
years of professional experience
Work History
Analyst
Northern Trust
01.2024 - Current
- Administered portfolios consistent with client requirements, internal guidelines, and regulatory frameworks
- Led the compliance reviews for new clients mandates, Investment Management Agreements(IMA) into Aladdin System.
- Performed daily compliance assessments for pre-trades and post-trades for AUM leveraging platform Aladdin.
- Investigated and rectified average of 250+ alerts on a daily basis while preserving total accuracy.
- Interpreted Investment Management Agreements to code complex compliance rules, restrictions, sanctions on Aladdin.
- Identified, investigated and resolved passive and active investment breaches collaborated with Portfolio Managers and documented root-cause analysis.
- Produced and delivered monthly and quarterly Compliance certifications to clients on confirming adherence with agreement guidelines, breaches.
- Managed daily monitoring for firm-wide aggregate positions against 1% threshold for securities of companies under UK and Irish Major Shareholders Reports
- Directed daily and punctual submission of UK and Irish opening positions and dealings disclosure to London Stock Exchange through RNS.
HR Intern
Bisleri International Private
09.2021 - 09.2021
- Assisted human resources and recruiting teams by scheduling phone screens and on-site interviews.
- Answered phone and performed clerical duties to assist human resources department.
- Posted job openings, screened resumes and scheduled interviews to fill positions with qualified candidates.
- Pre-screened resumes prior to sending to corporate hiring managers for consideration.
Education
Bachelor of Commerce - Accounting And Finance
St. Francis Degree College
Bengaluru, India10-2022
Pre-University Course -
Christ PU College
Bengaluru, India04-2019
Skills
- BlackRock Aladdin
- Bloomberg Terminal
- Advanced MS Excel
- Compliance Rule Coding
- Credit Quality Management
- Restrictions or Sanctions List Management
- Documentation and reporting
- Regulatory compliance
Languages
English
Kannada
Telugu
Hindi
Timeline
Analyst
Northern Trust
01.2024 - Current
HR Intern
Bisleri International Private
09.2021 - 09.2021
Bachelor of Commerce - Accounting And Finance
St. Francis Degree College
Pre-University Course -
Christ PU College