Manoj I

• Conducted regular audits on IT controls to ensure compliance with organizational policies and industry standards.
• Managed SOC 1 and SOC 2 audits across multiple applications enhancing compliance measures and reviewing SOC Reports , Sub-Service reports irrespective of their applications. As currently we are having 14 + application for SOC/Sub-Service Audits are performed.
• Performed risk assessments to identify vulnerabilities and assess effectiveness of IT compliance strategies.
• Utilized Power BI to create dashboards for monitoring compliance metrics and presenting findings.
• Investigated incidents of IT non-compliance and recommended corrective action plans.

• Reviewed and updated compliance documentation to align with regulatory requirements and organizational policies.
• Managed audit processes for IT controls, ensuring accurate and timely completion of reports.
• Conducted SOC 1 Type 2 Audit and ICFR Audit for over 20 applications within the process.
• Reviewed SOC Reports and corresponding Bridge letters for specified periods.
• Utilized Power BI to develop Termination Dashboard and Lookback processes.
• Prepared and secured client approval for Standard Operating Procedures for both processes.
• Oversaw Termination Dashboard, GRC, Control Self Assessment, and Lookback presentations for clients each month.
• Collaborated with cross-functional teams to implement IT Compliance strategies, achieving a 20% reduction in compliance issues.

• Conducted audits and prepared reports for over 90 clients based on engagement classifications.
• Managed daily operations of compliance program to ensure effective functioning.
• Collaborated with departments such as Risk Management and Internal Audit to address compliance issues.
• Identified compliance vulnerabilities, developed corrective action plans, and provided guidance for future prevention.
• Regularly reported to Corporate Compliance Committee and senior management on compliance efforts and examinations.
• Reviewed essential documents including SOW, e-UPP, and project initiation details to ensure compliance.
• Oversaw support functions and relationship audits across various departments including HR and ACM.
• Engaged in project management activities, focusing on planning, design, estimation, and client interaction.

• Researched and updated all required materials needed for firm and partners.
• Analysed departmental documents for appropriate distribution and filing.
• Performed initial client assessment and analysis to begin research process.

Percentage : 66.7

Percentage: 78.6

Percentage: 82.6

Percentage: 83.8