Mansi Kudtarkar
Dombivali East
Summary
Compliance Professional with 16+ years of banking experience specializing in AML, Regulatory Compliance and Advisory. Currently serving as Deputy Vice President - AML Compliance at RBL Bank, leading AML operations, LEA coordination, Audit management and Compliance Risk Mitigation. Proven track record in strengthening compliance frameworks and managing regulatory requirements.
Overview
17
17
years of professional experience
Work History
Deputy Vice President - AML
RBL Bank
04.2023 - Current
- Team Lead for Monitoring of Digital Payment Acquiring (DPA) products – LRS, RDA, PPI, MA, Indo Nepal and DMT and LEA Notices team.
- Facilitated timely responses to RBI audit inquiries, ensuring compliance and transparency for the AML department.
- Reported to PO, coordinating data submissions to regulators and senior management to support regulatory compliance.
- Monthly analysis of data of STR tracker for top/ concern branches and data further shared with CCO.
- Prepared and presented regular data overviews for AML team, enhancing insights for CCO review.
- Review and updation of AML various SOP timely.
Senior Product Manager - HNW segment
HDFC Bank
02.2022 - 04.2023
- HNW Programme Development - Programme Benefits and features.
- Devising key activities for Channel Engagement. Setting up objectives for channel in consultation with senior management and branch banking.
- Driving common campaigns on HNW customers like KYC, Passive Tagging, Deracing Process, Improvement of GPH.
- Devising key activities for channel engagement. Setting up the objectives for the channel in consultation with senior management.
Retail Banking
ICICI Bank
02.2010 - 02.2022
- (Retail branch banking, Service Manager, Conducted thorough KYC-AML scrutiny on client accounts to ensure compliance., Retail Asset Operations).
- Managed team to ensure consistent superlative service quality and addressed senior management and RBI escalations.
- Thorough check of KYC documentation and relationships of the client.
- Maintained knowledge of branch operations to support efficient banking functions. entire branch operations areas like Account opening, Remittances, Cash, locker operations, clearing, mandatory registers maintenance, Retail Forex outward and inward remittances.
- Perform desktop due diligence, enhance due diligence of the triggers and analysing the profile of the trigger basis which transaction monitoring needs to be performed.
- Analyzed and submitted cases for STR transactions and generated triggers.
- Understanding the risk categorization of the triggers and perform fraud prevention skills.
- Conducted in-depth analysis of transaction patterns and end-to-end utilization of funds.
- Knowledge of entire branch operations areas like Account opening, Remittances, Cash, locker operations, clearing, mandatory registers maintenance, Retail Forex outward and inward remittances.
Education
MBA - Finance
IBS Mumbai
Bachelor of Commerce - Banking and Insurance
Mumbai University
H.S.C -
Maharashtra Board
Skills
- Certificate in AML-KYC (IIBF)
- AML compliance
- Data analysis
- Internal audit coordination
- Pursuing Certified Anti Money Laundering Expert (CAME)
Personal Information
Date of Birth: 04/16/87
Timeline
Deputy Vice President - AML
RBL Bank
04.2023 - Current
Senior Product Manager - HNW segment
HDFC Bank
02.2022 - 04.2023
Retail Banking
ICICI Bank
02.2010 - 02.2022
MBA - Finance
IBS Mumbai
Bachelor of Commerce - Banking and Insurance
Mumbai University
H.S.C -
Maharashtra Board