MANSI SONI
Mumbai
Summary
Detail-oriented and proactive Compliance Specialist with 3+ years of experience in regulatory compliance, corporate governance, and statutory filings for listed companies. Adept at managing SEBI, RBI, and Companies Act compliances, handling corporate actions, and ensuring timely regulatory submissions. Recognized for analytical skills, stakeholder management, and a commitment to upholding the highest compliance standards.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Officer
Central Depository Services (India) Limited
Mumbai
09.2025 - 12.2025
- Prepare agendas, minutes, resolutions, and regulatory updates for Board and Committee meetings.
- Manage end-to-end compliance for SEBI (LODR), RBI, and Companies Act, including quarterly and annual filings.
- Oversee ROC filings.
Senior Executive
TruCap Finance Limited
Mumbai
01.2021 - 09.2025
- Prepare agendas, minutes, resolutions, and regulatory updates for Board and Committee meetings.
- Manage end-to-end compliance for SEBI (LODR), RBI, and Companies Act, including quarterly and annual filings.
- Lead corporate actions: ESOP, CCD, warrant allotments, lock-in extensions, and ISIN applications.
- Oversee ROC filings, charge filings, and statutory register maintenance.
- Handle shareholder grievances and draft authority letters for various corporate purposes.
- Coordinate AGM/EGM procedures, post-AGM compliances, and annual report compilation.
- Actively participated in company name change, registered office relocation, and NCD issues.
- Ensure timely BSE/NSE uploads and maintain robust internal compliance tracking for management.
Education
CS PROFESSIONAL -
THE INSTITUTE OF COMPANY SECRETARIES OF INDIA
12.2021
CS EXECUTIVE -
THE INSTITUTE OF COMPANY SECRETARIES OF INDIA
12.2017
BACHELOR OF COMMERCE -
MUMBAI UNIVERSITRY
01.2016
CS FOUNDATION -
THE INSTITUTE OF COMPANY SECRETARIES OF INDIA
06.2014
Skills
- Regulatory Compliance (SEBI RBL Companies Act)
- Board & Committee Documentation
- Corporate Actions (ESOP, CCD, Warrants)
- Statutory Filings (ROC, IEPF, BSE/NSE)
- Shareholder Relations & Grievance Redressal
- Corporate Governance & Secretarial Support
- Annual Report Preparation
- Microsoft Office Suite (Word, Excel, PowerPoint)
- Strong Analytical & Interpersonal Skills
Certification
- NISM Series VIII - Equity Derivatives
- NISM Series VA - Mutual Fund Distributors
Personal Information
Date of Birth: 06/17/95
References
Available on request
Languages
- Hindi
- Gujarati
- Marathi
- English, Fluent
- Hindi, Fluent
- Gujarati, Basics
- Marathi, Basics
Professional Traits
- Analytical and detail-oriented
- Strong relationship-building and problem-solving skills
- Quick learner, open to new areas and challenges
- Reliable under pressure; never breached TAT for compliance
- Team player with excellent communication skills
Timeline
Officer
Central Depository Services (India) Limited
09.2025 - 12.2025
Senior Executive
TruCap Finance Limited
01.2021 - 09.2025
CS PROFESSIONAL -
THE INSTITUTE OF COMPANY SECRETARIES OF INDIA
CS EXECUTIVE -
THE INSTITUTE OF COMPANY SECRETARIES OF INDIA
BACHELOR OF COMMERCE -
MUMBAI UNIVERSITRY
CS FOUNDATION -
THE INSTITUTE OF COMPANY SECRETARIES OF INDIA